Wealth manager, independent · Orlando, FL
International Assets Investment Management, LLC
SEC-registered investment adviser · CRD 144426 · SEC 801-68114
At a glance
International Assets Investment Management, LLC is an SEC-registered investment adviser based in Orlando, Florida, with $2.6B in regulatory assets under management as of its Form ADV filed January 30, 2026. It reports 5,871 individual clients, 2,073 of them high-net-worth, holding an average of about $0.4 million each, and 124 employees. That ranks it 436th among the nation’s 5,657 independent wealth management RIAs and 23rd of 343 in Florida. It reports RBC as the custodian for its clients’ separately managed accounts.
Main office 407-254-1500iaac.comLinkedInAs filed on Form ADV
- Regulatory AUM
- $2.6B
- Rank among independent wealth managers
- #436 of 5,657
- Rank among all SEC RIAs
- #3,114 of 17,210
- Rank in Florida
- #23 of 343
- Individual clients
- 5,871
- High-net-worth clients
- 2,073
- Accounts
- 8,531
- Discretionary
- 69% of AUM
- Employees
- 124
- Advisory staff
- 113
- Offices
- 96
Owners and executives on its Form ADV
- Edward Richard CofrancescoCEO
- Richard Jay WeissChief Compliance Officer
- Myra Pearle NicholsonChief Legal Officer
- David S WeinbergerChief Financial Officer
- Matthew Edward LampmanPresident/chief Operating Officer
Custody and brokerage
Broker-dealer
Hybrid RIA
International Assets Investment Management, LLC is a hybrid RIA: 90 of its employees are also registered representatives of a broker-dealer. It names affiliated broker-dealers: BHS Financial, LLC, ETC Brokerage Services, LLC, International Assets Advisory, LLC and Primus Financial Services, LLC.
- BHS Financial, LLC ↗CRD 27514
An introducing broker-dealer: its trades clear through another firm, which holds the brokerage accounts. Its annual audited report filed with the SEC, January 2026
- ETC Brokerage Services, LLC ↗CRD 145276
An introducing broker-dealer: its trades clear through Charles Schwab, which holds the brokerage accounts. Its annual audited report filed with the SEC, July 2026
- International Assets Advisory, LLC ↗CRD 10645
- Primus Financial Services, LLC ↗CRD 307060
An introducing broker-dealer: its trades clear through another firm, which holds the brokerage accounts. Its annual audited report filed with the SEC, February 2026
Its Form ADV brochure (filed January 2026) names International Assets Advisory as the broker-dealer its advisers are registered with.
Some IARs are also registered representatives of IAA.
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| High-net-worth individuals | 2,073 | $1.5B | 60% |
| Individuals | 3,798 | $944M | 37% |
| Corporations or other businesses | 90 | $83M | 3% |
Disciplinary disclosures
International Assets Investment Management, LLC answers yes to 50 disclosure items in Item 11 of Form ADV (criminal, regulatory or civil matters involving the firm or its advisory affiliates). Read the details on the SEC’s adviser search ↗
Services
- Financial planning
- Portfolio management for individuals and small businesses
- Portfolio management for businesses and institutions
- Pension consulting
- Selecting other advisers
How it’s paid
- A percentage of assets under management
- Hourly charges
- Fixed fees
Form ADV and brochures on the SEC’s adviser search ↗iaac.com ↗
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The full record on International Assets Investment Management, LLC
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, ten years of filings
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- Growth over one, three and five years
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- Rank against 1,573 peers of its type and size
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- Owners and executives, with titles and stakes
- 5 namedLocked
- Main office, fax and compliance officer
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Similar-size RIAs in Florida
All of Florida →| Firm | Regulatory AUM | Clients |
|---|---|---|
| CPS Investment AdvisorsLakeland | $2.9B | 3,107 |
| L 1 Global Wealth LLCCoconut Grove | $2.8B | 17 |
| LRI InvestmentsPalm Beach Gardens | $2.8B | 477 |
| Jaffe Tilchin Investment Partners, LLCTampa | $2.4B | 1,704 |
| Fidelis CapitalTampa | $2.3B | 218 |
| Koss-Olinger Consulting, LLC.Gainesville | $2.2B | 650 |
Background
Questions
How much does International Assets Investment Management, LLC manage?
International Assets Investment Management, LLC reports $2.6B in regulatory assets under management across 8,531 accounts, 69% of it on a discretionary basis, on its Form ADV filed January 30, 2026.
How many clients does International Assets Investment Management, LLC have?
It reports 5,871 individual clients: 2,073 high-net-worth individuals and 3,798 other individuals. Individuals account for about 97% of its regulatory assets.
Where is International Assets Investment Management, LLC headquartered?
Its main office is in Orlando, Florida. It reports 96 offices in total and 124 employees, 113 of whom perform investment advisory functions.
How does International Assets Investment Management, LLC charge clients?
On Form ADV it lists these forms of compensation: a percentage of assets under management; hourly charges; fixed fees. Fees and minimums are set out in its Form ADV Part 2A brochure, available on the SEC’s adviser search.
What custodian does International Assets Investment Management, LLC use?
It reports RBC as the custodian for its clients’ separately managed accounts. On Schedule D of its Form ADV filed January 30, 2026, it reports these amounts held: RBC ($104M). Form ADV lists only custodians holding 10% or more of separately managed account assets.
Is International Assets Investment Management, LLC a hybrid RIA with a broker-dealer?
International Assets Investment Management, LLC is a hybrid RIA: 90 of its employees are also registered representatives of a broker-dealer. It names affiliated broker-dealers: BHS Financial, LLC, ETC Brokerage Services, LLC, International Assets Advisory, LLC and Primus Financial Services, LLC. ETC Brokerage Services, LLC clears through Charles Schwab, according to its annual report filed with the SEC. Those representatives can also earn commissions on brokerage business through the broker-dealer, where different rules apply than for advisory accounts.
Is International Assets Investment Management, LLC a fiduciary?
As an SEC-registered investment adviser, International Assets Investment Management, LLC owes its advisory clients a fiduciary duty under the Investment Advisers Act of 1940, which includes duties of care and loyalty. 90 of its employees are also registered representatives of a broker-dealer, where different rules apply to brokerage recommendations.
Where these numbers come from
Every figure is International Assets Investment Management, LLC’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-01-30), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Its national rank compares it with every US-based independent wealth management RIA, the same field as The Largest RIAs. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →