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Chief Compliance Officer · International Assets Investment Management, LLC

Richard Jay Weiss

CRD 2523174 · Named on Form ADV at 3 SEC-registered advisers

At a glance

International Assets Investment Management, LLC, an SEC-registered wealth manager based in Orlando, FL with $2.6 billion in regulatory assets, lists Richard Jay Weiss on its Form ADV as Chief Compliance Officer, a control person. The SEC filings also name Richard at 2 other registered advisers.

Firms and roles

AtlasMembers

Richard’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at each firm
3 firmsLocked
Control-person status
2 firmsLocked
When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Richard’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.