Broker-dealer firm · Orlando, FL
Global Assets Advisory, LLC
SEC-registered investment adviser · CRD 300460 · SEC 801-114946
At a glance
Global Assets Advisory, LLC is an SEC-registered investment adviser based in Orlando, Florida, with $552 million in regulatory assets under management as of its Form ADV filed June 1, 2026. Its largest client group by assets is individuals, and it reports 2,572 individual clients. By Form ADV it is a broker-dealer firm, ranked 202nd of 391 broker-dealer firms and 7,441st of 17,210 SEC-registered advisers by assets.
Main office 407-254-1500iaac.comLinkedInAs filed on Form ADV
- Regulatory AUM
- $552M
- Rank among broker-dealer firms
- #202 of 391
- Rank among all SEC RIAs
- #7,441 of 17,210
- Rank in Florida
- #400 of 1,090
- Individual clients
- 2,572
- High-net-worth clients
- 200
- Accounts
- 2,588
- Discretionary
- 98% of AUM
- Employees
- 29
- Advisory staff
- 25
- Offices
- 18
Owners and executives on its Form ADV
- Edward Richard CofrancescoChief Executive Officer
- Richard Jay WeissChief Compliance Officer
- David S WeinbergerChief Financial Officer
- Matthew Edward LampmanPresident/chief Operating Officer
Custody and brokerage
Broker-dealer
Hybrid RIA
Global Assets Advisory, LLC is a hybrid RIA: 22 of its employees are also registered representatives of a broker-dealer. It names affiliated broker-dealers: BHS Financial, LLC, International Assets Advisory, LLC and Primus Financial Services, LLC.
- BHS Financial, LLC ↗CRD 27514
An introducing broker-dealer: its trades clear through another firm, which holds the brokerage accounts. Its annual audited report filed with the SEC, January 2026
- International Assets Advisory, LLC ↗CRD 10645
- Primus Financial Services, LLC ↗CRD 307060
An introducing broker-dealer: its trades clear through another firm, which holds the brokerage accounts. Its annual audited report filed with the SEC, February 2026
Its Form ADV brochure (filed March 2026) names International Assets Advisory as the broker-dealer its advisers are registered with.
Broker-Dealer, SEC Registered Investment Advisor and Insurance Agency International Assets Advisory, LLC Some IARs are also registered representatives of IAA .
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| Individuals | 2,372 | $310M | 56% |
| High-net-worth individuals | 200 | $238M | 43% |
| Corporations or other businesses | 16 | $4M | <1% |
Disciplinary disclosures
Global Assets Advisory, LLC answers yes to 4 disclosure items in Item 11 of Form ADV (criminal, regulatory or civil matters involving the firm or its advisory affiliates). Read the details on the SEC’s adviser search ↗
Services
- Portfolio management for individuals and small businesses
- Portfolio management for businesses and institutions
- Selecting other advisers
How it’s paid
- A percentage of assets under management
Form ADV and brochures on the SEC’s adviser search ↗iaac.com ↗
AtlasMembers
The full record on Global Assets Advisory, LLC
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, 6 years of filings
- Locked
- Growth over one, three and five years
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- Rank against 149 peers of its type and size
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- Owners and executives, with titles and stakes
- 4 namedLocked
- Main office, fax and compliance officer
- Locked
- Filing changes this year, with alerts
- 3Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Background
Questions
How much does Global Assets Advisory, LLC manage?
Global Assets Advisory, LLC reports $552 million in regulatory assets under management across 2,588 accounts, 98% of it on a discretionary basis, on its Form ADV filed June 1, 2026.
What kind of firm is Global Assets Advisory, LLC?
Global Assets Advisory, LLC is a broker-dealer firm by its Form ADV answers. The firm is itself registered as a broker-dealer as well as an investment adviser.
Who are Global Assets Advisory, LLC’s clients?
By assets, its largest client types are individuals ($310 million, 2,372 clients); high-net-worth individuals ($238 million, 200 clients); corporations or other businesses ($4 million, 16 clients).
Does Global Assets Advisory, LLC have any disciplinary history?
Global Assets Advisory, LLC answers yes to 4 disclosure items in Item 11 of Form ADV, which covers criminal, regulatory and civil matters involving the firm or its advisory affiliates. The details are on the SEC’s adviser search.
Where these numbers come from
Every figure is Global Assets Advisory, LLC’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-06-01), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →