Wealth manager, independent · Palm Beach Gardens, FL
LRI Investments
LRI Investments, LLC · SEC-registered investment adviser · CRD 323556 · SEC 801-127277
At a glance
LRI Investments is an SEC-registered investment adviser based in Palm Beach Gardens, Florida, with $2.8B in regulatory assets under management as of its Form ADV filed September 28, 2026. It reports 477 individual clients, 213 of them high-net-worth, holding an average of about $4.0 million each, and 35 employees. That ranks it 404th among the nation’s 5,657 independent wealth management RIAs and 22nd of 343 in Florida. It reports BNY Pershing as the custodian for its clients’ separately managed accounts.
Main office 561-323-2265LinkedInAs filed on Form ADV
- Regulatory AUM
- $2.8B
- Rank among independent wealth managers
- #404 of 5,657
- Rank among all SEC RIAs
- #2,970 of 17,210
- Rank in Florida
- #22 of 343
- Individual clients
- 477
- High-net-worth clients
- 213
- Accounts
- 1,542
- Discretionary
- 68% of AUM
- Employees
- 35
- Advisory staff
- 31
- Offices
- 4
Owners and executives on its Form ADV
- Hayley A. SnellChief Compliance Officer
Custody and brokerage
Broker-dealer
Hybrid RIA
LRI Investments is a hybrid RIA: 20 of its employees are also registered representatives of a broker-dealer.
Its Form ADV brochure (filed September 2026) names M Holdings Securities as the broker-dealer its advisers are registered with.
10 – Other Financial Industry Activities and Affiliations Broker-Dealer Affiliation Certain Advisory Persons are also a registered representative of M Holdings Securities, Inc, a registered broker-dealer (CRD No. 43285), member FINRA/SIPC.
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| High-net-worth individuals | 213 | $1.8B | 65% |
| Pension and profit sharing plans | 104 | $809M | 29% |
| Individuals | 264 | $79M | 3% |
| State or municipal government entities | 1 | $73M | 3% |
Disciplinary disclosures
LRI Investments answers yes to 1 disclosure item in Item 11 of Form ADV (criminal, regulatory or civil matters involving the firm or its advisory affiliates). Read the details on the SEC’s adviser search ↗
Services
- Financial planning
- Portfolio management for individuals and small businesses
- Pension consulting
How it’s paid
- A percentage of assets under management
- Fixed fees
Form ADV and brochures on the SEC’s adviser search ↗
AtlasMembers
The full record on LRI Investments
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, 2 years of filings
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- Growth over one, three and five years
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- Rank against 1,454 peers of its type and size
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- Owners and executives, with titles and stakes
- 1 namedLocked
- Main office, fax and compliance officer
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- Filing changes this year, with alerts
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Similar-size RIAs in Florida
All of Florida →| Firm | Regulatory AUM | Clients |
|---|---|---|
| Mmbg Investment Advisors Co.Miami | $3.0B | 137 |
| CPS Investment AdvisorsLakeland | $2.9B | 3,107 |
| L 1 Global Wealth LLCCoconut Grove | $2.8B | 17 |
| International Assets Investment Management, LLCOrlando | $2.6B | 5,871 |
| Jaffe Tilchin Investment Partners, LLCTampa | $2.4B | 1,704 |
| Fidelis CapitalTampa | $2.3B | 218 |
Background
Questions
How much does LRI Investments manage?
LRI Investments reports $2.8B in regulatory assets under management across 1,542 accounts, 68% of it on a discretionary basis, on its Form ADV filed September 28, 2026.
How many clients does LRI Investments have?
It reports 477 individual clients: 213 high-net-worth individuals and 264 other individuals. Individuals account for about 68% of its regulatory assets.
Where is LRI Investments headquartered?
Its main office is in Palm Beach Gardens, Florida. It reports 4 offices in total and 35 employees, 31 of whom perform investment advisory functions.
How does LRI Investments charge clients?
On Form ADV it lists these forms of compensation: a percentage of assets under management; fixed fees. Fees and minimums are set out in its Form ADV Part 2A brochure, available on the SEC’s adviser search.
What custodian does LRI Investments use?
It reports BNY Pershing as the custodian for its clients’ separately managed accounts. On Schedule D of its Form ADV filed September 28, 2026, it reports these amounts held: BNY Pershing ($0M). Form ADV lists only custodians holding 10% or more of separately managed account assets.
Is LRI Investments a hybrid RIA with a broker-dealer?
LRI Investments is a hybrid RIA: 20 of its employees are also registered representatives of a broker-dealer. Those representatives can also earn commissions on brokerage business through the broker-dealer, where different rules apply than for advisory accounts.
Is LRI Investments a fiduciary?
As an SEC-registered investment adviser, LRI Investments owes its advisory clients a fiduciary duty under the Investment Advisers Act of 1940, which includes duties of care and loyalty. 20 of its employees are also registered representatives of a broker-dealer, where different rules apply to brokerage recommendations.
Where these numbers come from
Every figure is LRI Investments’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-09-28), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Its national rank compares it with every US-based independent wealth management RIA, the same field as The Largest RIAs. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →