Asset manager · New Haven, CT
Knights of Columbus Asset Advisors LLC
SEC-registered investment adviser · CRD 174129 · SEC 801-80844
At a glance
Knights of Columbus Asset Advisors LLC is an SEC-registered investment adviser based in New Haven, Connecticut, with $30.5 billion in regulatory assets under management as of its Form ADV filed March 30, 2026. Its largest client group by assets is insurance companies, and it reports 6,071 individual clients. By Form ADV it is a asset manager, ranked 288th of 3,218 asset managers and 641st of 17,210 SEC-registered advisers by assets.
Main office 203-752-4502kofcassetadvisors.orgLinkedInAs filed on Form ADV
- Regulatory AUM
- $31B
- Rank among asset managers
- #288 of 3,218
- Rank among all SEC RIAs
- #641 of 17,210
- Rank in Connecticut
- #23 of 507
- Individual clients
- 6,071
- High-net-worth clients
- 0
- Accounts
- 8,074
- Discretionary
- 100% of AUM
- Employees
- 249
- Advisory staff
- 233
- Offices
- 2
Owners and executives on its Form ADV
- Michael P. VottoSpecial Counsel
- Timothy F. KirwanChief Compliance Officer
- Richard D SheaChief Financial Officer and Chief Operations Officer
- Deepak R. DevarajPresident and Chief Investment Officer
Custody and brokerage
Broker-dealer
Hybrid RIA
Knights of Columbus Asset Advisors LLC is a hybrid RIA: 8 of its employees are also registered representatives of a broker-dealer.
Form ADV Part 1 doesn’t name an unaffiliated broker-dealer. The firm’s Part 2A brochure (Item 10) and each adviser’s record on the SEC’s adviser search do.
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| Insurance companies | – | $28B | 90% |
| Investment companies | 9 | $1.3B | 4% |
| Individuals | 6,071 | $956M | 3% |
| Pooled investment vehicles | 4 | $417M | 1% |
| Charitable organizations | 10 | $169M | <1% |
| Pension and profit sharing plans | – | $83M | <1% |
| State or municipal government entities | – | $73M | <1% |
| High-net-worth individuals | – | $6M | <1% |
Private funds
Knights of Columbus Asset Advisors LLC reports 9 private funds with $486M in gross assets: hedge funds, other private funds (Form ADV Item 7.B).
Disciplinary disclosures
Knights of Columbus Asset Advisors LLC reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Portfolio management for individuals and small businesses
- Portfolio management for investment companies
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses and institutions
- Pension consulting
- Selecting other advisers
How it’s paid
- A percentage of assets under management
Form ADV and brochures on the SEC’s adviser search ↗kofcassetadvisors.org ↗
AtlasMembers
The full record on Knights of Columbus Asset Advisors LLC
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, ten years of filings
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- Growth over one, three and five years
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- Rank against 369 peers of its type and size
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- Owners and executives, with titles and stakes
- 4 namedLocked
- Main office, fax and compliance officer
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- Filing changes this year, with alerts
- 2Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Background
Questions
How much does Knights of Columbus Asset Advisors LLC manage?
Knights of Columbus Asset Advisors LLC reports $30.5 billion in regulatory assets under management across 8,074 accounts, 100% of it on a discretionary basis, on its Form ADV filed March 30, 2026.
What kind of firm is Knights of Columbus Asset Advisors LLC?
Knights of Columbus Asset Advisors LLC is a asset manager by its Form ADV answers. Most of its assets are managed for funds, institutions or other businesses rather than individuals.
Who are Knights of Columbus Asset Advisors LLC’s clients?
By assets, its largest client types are insurance companies ($27.5 billion); investment companies ($1.3 billion, 9 clients); individuals ($956 million, 6,071 clients).
Does Knights of Columbus Asset Advisors LLC manage private funds?
Yes. It reports 9 private funds with $486 million in gross assets, including hedge funds, other private funds.
Does Knights of Columbus Asset Advisors LLC have any disciplinary history?
Knights of Columbus Asset Advisors LLC reports no disciplinary disclosures in Item 11 of its Form ADV. Check the SEC’s adviser search for the latest record.
Where these numbers come from
Every figure is Knights of Columbus Asset Advisors LLC’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-03-30), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →