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Est. 2026The front page of wealth managementNew York

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Financial ADVSR advisor directory · SEC adviser records

UBS Financial Services Inc. financial advisors in Baton Rouge, LA

Every SEC-registered investment adviser representative at a UBS Financial Services Inc. office in Baton Rouge, A to Z.

The short answer

9 registered advisors work at UBS Financial Services Inc. in Baton Rouge, out of 8,476 at the firm nationwide; it ranks number 21 in the city by advisors. 0 list the CFP designation and 9 are also registered broker representatives.

UBS Financial Services Inc. advisors in Baton Rouge, A to Z

Every UBS Financial Services Inc. advisor →

UBS Financial Services Inc. advisors in every city and state →UBS Financial Services Inc.: assets, clients and custodians →UBS news and advisor moves →UBS Financial Services Inc. payout grid vs. other firms →Advisor Moves: who changed firms this week →

UBS Financial Services Inc. advisors in other cities

New York, NY 953Weehawken, NJ 598San Francisco, CA 209Cincinnati, OH 195Houston, TX 187Chicago, IL 183Boston, MA 174Charlotte, NC 144Atlanta, GA 139Dallas, TX 137Los Angeles, CA 137Miami, FL 130Coral Gables, FL 126Denver, CO 121San Diego, CA 121

Other firms in Baton Rouge

All Baton Rouge advisors →

LPL Financial LLC 57Merrill Lynch, Pierce, Fenner & Smith Incorporated 43Cetera Investment Advisers LLC 36Edward Jones 31J.P. Morgan Securities LLC 30Raymond James & Associates, Inc. 30Morgan Stanley 29Ameriprise Financial Services, LLC 27LPL Enterprise, LLC 19Wells Fargo Advisors Financial Network, LLC 16Pfs Investments Inc. 15State Farm Investment Management Corp. 15

Questions

How many financial advisors does UBS Financial Services Inc. have in Baton Rouge?

9 investment adviser representatives are registered at UBS Financial Services Inc. offices in Baton Rouge, Louisiana, according to the SEC's Investment Adviser Public Disclosure records, out of 8,476 nationwide. 0 list the CFP designation and 9 are also registered as broker representatives.

Is UBS Financial Services Inc. one of the largest advisor employers in Baton Rouge?

UBS Financial Services Inc. ranks number 21 in Baton Rouge by registered advisors; LPL Financial LLC has the most, with 57.

How do I check a UBS Financial Services Inc. advisor in Baton Rouge?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the UBS Financial Services Inc. office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.