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Financial ADVSR advisor directory · SEC adviser records

UBS Financial Services Inc. financial advisors in Denver, CO

Every SEC-registered investment adviser representative at a UBS Financial Services Inc. office in Denver, A to Z.

The short answer

123 registered advisors work at UBS Financial Services Inc. in Denver, out of 8,475 at the firm nationwide; it ranks number 3 in the city by advisors. 4 list the CFP designation and 123 are also registered broker representatives.

UBS Financial Services Inc. advisors in Denver, A to Z

Every UBS Financial Services Inc. advisor →

UBS Financial Services Inc. advisors in other cities

New York, NY 935Weehawken, NJ 599San Francisco, CA 189Cincinnati, OH 188Houston, TX 186Chicago, IL 173Boston, MA 159Charlotte, NC 147Miami, FL 140Atlanta, GA 137Dallas, TX 137Los Angeles, CA 133San Diego, CA 118Coral Gables, FL 115Washington, DC 109

Other firms in Denver

All Denver advisors →

Mercer Global Advisors Inc. 246Strategic Advisers LLC 184Morgan Stanley 107J.P. Morgan Securities LLC 105LPL Financial LLC 66Merrill Lynch, Pierce, Fenner & Smith Incorporated 63Robert W. Baird & Co. Incorporated 51Raymond James & Associates, Inc. 42Charles Schwab & Co., Inc. 38Ameriprise Financial Services, LLC 35Edward Jones 35Maia Wealth 33

Questions

How many financial advisors does UBS Financial Services Inc. have in Denver?

123 investment adviser representatives are registered at UBS Financial Services Inc. offices in Denver, Colorado, according to the SEC's Investment Adviser Public Disclosure records, out of 8,475 nationwide. 4 list the CFP designation and 123 are also registered as broker representatives.

Is UBS Financial Services Inc. one of the largest advisor employers in Denver?

UBS Financial Services Inc. ranks number 3 in Denver by registered advisors; Mercer Global Advisors Inc. has the most, with 246.

How do I check a UBS Financial Services Inc. advisor in Denver?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the UBS Financial Services Inc. office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.