Saturday, October 24, 2026The Morning EditionOpen AtlasSign inJoin free
FinancialADVSR

Est. 2026The front page of wealth managementNew York

The Morning EditionFree · 6:30 AM ETSubscribe
RB Schwab trumpeted Anthropic's Claude for all 16,000 of its RIAs, but a 20-seat enterprise minimum suddenly sidelines 11,000-plus small firms -- right before IMPACT 2026FP Do smaller RIAs really need to own their data?RB Bank of America analyst 'double' slams Ameriprise not least because RIA 'structural' advantage triggered proactive in-house retention bonuses that take a bite out of margins and may not retain big teams long-termIN Trump to ease 50% Canada tariffs on farm equipment, packaging goodsWM The New Rules of Record Keeper SelectionWM SEC Examiners' 2027 Focus Includes Firms' Protections Against AI Phishing, DeepfakesIN People moves: RBC taps Raymond James veteran for Texas complexWM Lido CEO Signals Openness to International Expansion4K SEC Targets Private Markets, AI and Fiduciary Risks Among 2027 Exam PrioritiesIN RIA M&A runs up to 5x reported totals, Steward Partners CEO says

Financial ADVSR advisor directory · SEC adviser records

UBS Financial Services Inc. financial advisors in Washington, DC

Every SEC-registered investment adviser representative at a UBS Financial Services Inc. office in Washington, A to Z.

The short answer

109 registered advisors work at UBS Financial Services Inc. in Washington, out of 8,475 at the firm nationwide; it ranks number 4 in the city by advisors. 2 list the CFP designation and 109 are also registered broker representatives.

UBS Financial Services Inc. advisors in Washington, A to Z

Every UBS Financial Services Inc. advisor →

UBS Financial Services Inc. advisors in every city and state →UBS Financial Services Inc.: assets, clients and custodians →UBS news and advisor moves →UBS Financial Services Inc. payout grid vs. other firms →Advisor Moves: who changed firms this week →

UBS Financial Services Inc. advisors in other cities

New York, NY 935Weehawken, NJ 599San Francisco, CA 189Cincinnati, OH 188Houston, TX 186Chicago, IL 173Boston, MA 159Charlotte, NC 147Miami, FL 140Atlanta, GA 137Dallas, TX 137Los Angeles, CA 133Denver, CO 123San Diego, CA 118Coral Gables, FL 115

Other firms in Washington

All Washington advisors →

Morgan Stanley 211Merrill Lynch, Pierce, Fenner & Smith Incorporated 170J.P. Morgan Securities LLC 111Missionsquare Retirement 47Wells Fargo Clearing Services, LLC 47Citigroup Global Markets Inc. 36Strategic Advisers LLC 31Oppenheimer & Co. Inc. 28RBC Capital Markets, LLC 28Raymond James & Associates, Inc. 21Truist Advisory Services, Inc. 20Janney Montgomery Scott LLC 17

Questions

How many financial advisors does UBS Financial Services Inc. have in Washington?

109 investment adviser representatives are registered at UBS Financial Services Inc. offices in Washington, District of Columbia, according to the SEC's Investment Adviser Public Disclosure records, out of 8,475 nationwide. 2 list the CFP designation and 109 are also registered as broker representatives.

Is UBS Financial Services Inc. one of the largest advisor employers in Washington?

UBS Financial Services Inc. ranks number 4 in Washington by registered advisors; Morgan Stanley has the most, with 211.

How do I check a UBS Financial Services Inc. advisor in Washington?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the UBS Financial Services Inc. office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.