Financial ADVSR advisor directory · SEC adviser records
Cetera Investment Advisers LLC financial advisors in Southlake, TX
Every SEC-registered investment adviser representative at a Cetera Investment Advisers LLC office in Southlake, A to Z.
The short answer
11 registered advisors work at Cetera Investment Advisers LLC in Southlake, out of 9,253 at the firm nationwide; it ranks number 8 in the city by advisors. 6 list the CFP designation and 11 are also registered broker representatives.
Cetera Investment Advisers LLC advisors in Southlake, A to Z
Every Cetera Investment Advisers LLC advisor →- Brayden T. CookAlso a broker rep
- Shawn D. MechlerCertified Financial Planner, Chartered Financial Consultant · Also a broker rep
- Mark D. MillerChartered Financial Consultant · Also a broker rep
- Carolyn L. MoraCertified Financial Planner · Also a broker rep
- Nikolas P. PineiderCertified Financial Planner · Also a broker rep
- Richard S. RawlinsCertified Financial Planner · Also a broker rep
- Brian SternAlso a broker rep
- Steve TawadrousAlso a broker rep
- John M. WellerCertified Financial Planner · Also a broker rep
- Brittany M. YachAlso a broker rep
- Bryan W. YachCertified Financial Planner · Also a broker rep
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Cetera Investment Advisers LLC advisors in other cities
San Diego, CA 107Omaha, NE 100Phoenix, AZ 94Dallas, TX 89Minneapolis, MN 89St Louis, MO 85Houston, TX 75Scottsdale, AZ 73El Segundo, CA 72New York, NY 66Overland Park, KS 63St Cloud, MN 57Tampa, FL 55Honolulu, HI 52Minnetonka, MN 52
Other firms in Southlake
All Southlake advisors →Merrill Lynch, Pierce, Fenner & Smith Incorporated 31Strategic Advisers LLC 27Wells Fargo Clearing Services, LLC 20Edward Jones 19Charles Schwab & Co., Inc. 15Ameriprise Financial Services, LLC 14Morgan Stanley 14Cwm, LLC 9J.P. Morgan Securities LLC 9LPL Financial LLC 8Raymond James & Associates, Inc. 8Trinity Portfolio Advisors, LLC 8
Questions
How many financial advisors does Cetera Investment Advisers LLC have in Southlake?
11 investment adviser representatives are registered at Cetera Investment Advisers LLC offices in Southlake, Texas, according to the SEC's Investment Adviser Public Disclosure records, out of 9,253 nationwide. 6 list the CFP designation and 11 are also registered as broker representatives.
Is Cetera Investment Advisers LLC one of the largest advisor employers in Southlake?
Cetera Investment Advisers LLC ranks number 8 in Southlake by registered advisors; Merrill Lynch, Pierce, Fenner & Smith Incorporated has the most, with 31.
How do I check a Cetera Investment Advisers LLC advisor in Southlake?
Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.
Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Cetera Investment Advisers LLC office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.