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Financial ADVSR advisor directory · SEC adviser records

Cetera Investment Advisers LLC financial advisors in New York, NY

Every SEC-registered investment adviser representative at a Cetera Investment Advisers LLC office in New York, A to Z.

The short answer

66 registered advisors work at Cetera Investment Advisers LLC in New York, out of 9,253 at the firm nationwide; it ranks number 26 in the city by advisors. 11 list the CFP designation and 65 are also registered broker representatives.

Cetera Investment Advisers LLC advisors in New York, A to Z

Every Cetera Investment Advisers LLC advisor →

Cetera Investment Advisers LLC advisors in other cities

San Diego, CA 107Omaha, NE 100Phoenix, AZ 94Dallas, TX 89Minneapolis, MN 89St Louis, MO 85Houston, TX 75Scottsdale, AZ 73El Segundo, CA 72Overland Park, KS 63St Cloud, MN 57Tampa, FL 55Honolulu, HI 52Minnetonka, MN 52St. Louis, MO 51

Other firms in New York

All New York advisors →

Merrill Lynch, Pierce, Fenner & Smith Incorporated 2,429Morgan Stanley 2,084J.P. Morgan Securities LLC 1,919UBS Financial Services Inc. 935Citigroup Global Markets Inc. 591Neuberger Berman Bd LLC 480Cerity Partners LLC 353Wells Fargo Clearing Services, LLC 329Equitable Advisors, LLC 304Oppenheimer & Co. Inc. 213MML Investors Services, LLC 162Rockefeller Financial LLC 159

Questions

How many financial advisors does Cetera Investment Advisers LLC have in New York?

66 investment adviser representatives are registered at Cetera Investment Advisers LLC offices in New York, New York, according to the SEC's Investment Adviser Public Disclosure records, out of 9,253 nationwide. 11 list the CFP designation and 65 are also registered as broker representatives.

Is Cetera Investment Advisers LLC one of the largest advisor employers in New York?

Cetera Investment Advisers LLC ranks number 26 in New York by registered advisors; Merrill Lynch, Pierce, Fenner & Smith Incorporated has the most, with 2,429.

How do I check a Cetera Investment Advisers LLC advisor in New York?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Cetera Investment Advisers LLC office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.