Adviser and broker representative · Cetera Investment Advisers LLC
Craig S. Thompson
CRD 1512655 · New York, NY
At a glance
Craig S. Thompson is an investment adviser representative with Cetera Investment Advisers LLC in New York, NY, according to the SEC’s Investment Adviser Public Disclosure records. The earliest registration on Craig’s SEC record dates to 2002, about 24 years ago. Craig is also registered as a broker representative. Designations on file: Chartered Financial Consultant.
Current advisory firm
- Cetera Investment Advisers LLCSince August 2023New York, NY · $257B in regulatory assets
SEC adviser record
- Registered since
- 2002 (24 years)
- Designations
- Chartered Financial Consultant
- Exams
- Series 63
- Registered in
- 2 states
- Also a broker representative
- Yes
- Disclosures on record
- None
AtlasMembers
Craig’s office, career and moves
Their branch office with the firm’s business phone and website, every registration on their SEC record with dates, their employment history and outside business. Atlas members see all of it.
- Branch office address, business phone and website
- Locked
- Previous firms, with start and end dates
- 2 firmsLocked
- Employment history
- Locked
- States they’re registered in
- Locked
- Outside business activities
- Locked
- When they joined their current firm, and their firm’s growth
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Something wrong? Ask for a correction. Source: the SEC’s Investment Adviser Public Disclosure records, as of October 2026. The full record, including any disclosure details, is on the SEC’s adviser search and FINRA BrokerCheck.