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Financial ADVSR advisor directory · SEC adviser records

LPL Financial LLC financial advisors in Southlake, TX

Every SEC-registered investment adviser representative at a LPL Financial LLC office in Southlake, A to Z.

The short answer

7 registered advisors work at LPL Financial LLC in Southlake, out of 21,094 at the firm nationwide; it ranks number 11 in the city by advisors. 4 list the CFP designation and 7 are also registered broker representatives.

LPL Financial LLC advisors in Southlake, A to Z

Every LPL Financial LLC advisor →

LPL Financial LLC advisors in every city and state →LPL Financial LLC: assets, clients and custodians →LPL Financial news and advisor moves →LPL Financial LLC payout grid vs. other firms →Advisor Moves: who changed firms this week →

LPL Financial LLC advisors in other cities

San Diego, CA 743Fort Mill, SC 408Houston, TX 130Charlotte, NC 114Austin, TX 112Scottsdale, AZ 109Chicago, IL 100Las Vegas, NV 89Tampa, FL 89Seattle, WA 80Fresno, CA 79Honolulu, HI 77San Antonio, TX 77Dallas, TX 76Atlanta, GA 70

Other firms in Southlake

All Southlake advisors →

Merrill Lynch, Pierce, Fenner & Smith Incorporated 31Strategic Advisers LLC 27Wells Fargo Clearing Services, LLC 20Edward Jones 19Charles Schwab & Co., Inc. 15Ameriprise Financial Services, LLC 14Morgan Stanley 14Cetera Investment Advisers LLC 11Cwm, LLC 9J.P. Morgan Securities LLC 9Raymond James & Associates, Inc. 8Trinity Portfolio Advisors, LLC 8

Questions

How many financial advisors does LPL Financial LLC have in Southlake?

7 investment adviser representatives are registered at LPL Financial LLC offices in Southlake, Texas, according to the SEC's Investment Adviser Public Disclosure records, out of 21,094 nationwide. 4 list the CFP designation and 7 are also registered as broker representatives.

Is LPL Financial LLC one of the largest advisor employers in Southlake?

LPL Financial LLC ranks number 11 in Southlake by registered advisors; Merrill Lynch, Pierce, Fenner & Smith Incorporated has the most, with 31.

How do I check a LPL Financial LLC advisor in Southlake?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the LPL Financial LLC office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.