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Financial ADVSR advisor directory · SEC adviser records

St. James Investment Company, LLC financial advisors in Southlake, TX

Every SEC-registered investment adviser representative at a St. James Investment Company, LLC office in Southlake, A to Z.

The short answer

5 registered advisors work at St. James Investment Company, LLC in Southlake, out of 5 at the firm nationwide; it ranks number 18 in the city by advisors. 0 list the CFP designation and 0 are also registered broker representatives.

St. James Investment Company, LLC advisors in Southlake, A to Z

Every St. James Investment Company, LLC advisor →

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Other firms in Southlake

All Southlake advisors →

Merrill Lynch, Pierce, Fenner & Smith Incorporated 31Strategic Advisers LLC 27Wells Fargo Clearing Services, LLC 20Edward Jones 19Charles Schwab & Co., Inc. 15Ameriprise Financial Services, LLC 14Morgan Stanley 14Cetera Investment Advisers LLC 11Cwm, LLC 9J.P. Morgan Securities LLC 9LPL Financial LLC 8Raymond James & Associates, Inc. 8

Questions

How many financial advisors does St. James Investment Company, LLC have in Southlake?

5 investment adviser representatives are registered at St. James Investment Company, LLC offices in Southlake, Texas, according to the SEC's Investment Adviser Public Disclosure records, out of 5 nationwide. 0 list the CFP designation and 0 are also registered as broker representatives.

Is St. James Investment Company, LLC one of the largest advisor employers in Southlake?

St. James Investment Company, LLC ranks number 18 in Southlake by registered advisors; Merrill Lynch, Pierce, Fenner & Smith Incorporated has the most, with 31.

How do I check a St. James Investment Company, LLC advisor in Southlake?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the St. James Investment Company, LLC office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.