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Managing Member, Precept Management, LLC · Precept Management, LLC

Dana B. Baker

CRD 1468835 · Named on Form ADV at 2 SEC-registered advisers

At a glance

Precept Management, LLC, an SEC-registered private fund adviser based in Dallas, TX with $5 million in regulatory assets, lists Dana B. Baker on its Form ADV as Managing Member, Precept Management, LLC, a control person. The SEC filings also name Dana at 1 other registered adviser.

Firms and roles

  • Precept Management, LLCManaging Member, Precept Management, LLCPrivate fund adviser · Dallas, TX · $5M in regulatory assets
  • 9823 Capital, LPLimited Partner and Chief Executive OfficerPrivate fund adviser · Dallas, TX · $677M in regulatory assets

AtlasMembers

Dana’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at each firm
2 firmsLocked
Control-person status
2 firmsLocked
When each role began
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Each firm’s assets and growth
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Search and export owners by title, state and firm size
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Dana’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.