Wealth manager, independent · Miami, FL
Corient
Corient Private Wealth LP · SEC-registered investment adviser · CRD 319448 · SEC 801-124978
At a glance
Corient is an SEC-registered investment adviser based in Miami, Florida, with $165B in regulatory assets under management as of its Form ADV filed August 21, 2026. It reports 25,963 individual clients, 19,571 of them high-net-worth, holding an average of about $6.1 million each, and 1,537 employees. That ranks it 8th among the nation’s 5,657 independent wealth management RIAs and 1st of 343 in Florida. It reports 3 custodians for its clients’ separately managed accounts: Charles Schwab, Fidelity and BNY Pershing.
Main office 305-735-2020corient.comLinkedInAs filed on Form ADV
- Regulatory AUM
- $165B
- Rank among independent wealth managers
- #8 of 5,657
- Rank among all SEC RIAs
- #163 of 17,210
- Rank in Florida
- #1 of 343
- Individual clients
- 25,963
- High-net-worth clients
- 19,571
- Accounts
- 113,752
- Discretionary
- 90% of AUM
- Employees
- 1,537
- Advisory staff
- 620
- Offices
- 37
Owners and executives on its Form ADV
- Scott W. AkinsGeneral Counsel
- Leonard L. GullanChief Operating Officer
- Kurt MacalpineChief Executive Officer
- Andrew M. HolmbergHead of Solutions
- Julie L. SilcoxChief Marketing Officer
- Stephen C. EstepChief Compliance Officer
- Peter Y. WatsonHead of Alternatives
- Francisco Tobias MarinChief Financial Officer
- Darren L. HendersonHead of US Wealth Advisory
- Alexander EpplerHead of Client Operations
Custody and brokerage
Broker-dealer
Affiliated broker-dealer
It names affiliated broker-dealers: Canada Capital Management LTD and Canada Financial Management LTD.
- Canada Capital Management LTD
- Canada Financial Management LTD
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| High-net-worth individuals | 19,571 | $155B | 94% |
| Charitable organizations | 311 | $3.5B | 2% |
| Individuals | 6,392 | $2.7B | 2% |
| Corporations or other businesses | 164 | $2.2B | 1% |
| Pension and profit sharing plans | 97 | $1.2B | <1% |
| Other | 36 | $285M | <1% |
| Other investment advisers | 4 | $245M | <1% |
| Insurance companies | 3 | $86M | <1% |
| Investment companies | 7 | $74M | <1% |
| Banking or thrift institutions | 1 | $1M | <1% |
Disciplinary disclosures
Corient answers yes to 2 disclosure items in Item 11 of Form ADV (criminal, regulatory or civil matters involving the firm or its advisory affiliates). Read the details on the SEC’s adviser search ↗
Services
- Financial planning
- Portfolio management for individuals and small businesses
- Portfolio management for businesses and institutions
- Pension consulting
- Selecting other advisers
- Periodicals or newsletters
- Market timing
- Educational seminars and workshops
How it’s paid
- A percentage of assets under management
- Hourly charges
- Fixed fees
- Other
Form ADV and brochures on the SEC’s adviser search ↗corient.com ↗Corient news and profile →
AtlasMembers
The full record on Corient
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, 3 years of filings
- Locked
- Growth over one, three and five years
- Locked
- Rank against 32 peers of its type and size
- Locked
- Owners and executives, with titles and stakes
- 10 namedLocked
- Main office, fax and compliance officer
- Locked
- Filing changes this year, with alerts
- 8Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Similar-size RIAs in Florida
All of Florida →| Firm | Regulatory AUM | Clients |
|---|---|---|
| WE Family OfficesCoral Gables | $18B | 112 |
| Independent Financial PartnersTampa | $16B | 52,539 |
| CV Advisors LLCAventura | $15B | 145 |
| FacetWest Palm Beach | $7.6B | 14,741 |
| Dakota Wealth, LLCPalm Beach Gardens | $6.9B | 3,728 |
| Kovack Advisors, Inc.Ft. Lauderdale | $6.3B | 12,906 |
Compare Corient with
- Corient vs Empower Advisory Group, LLC $195B · Greenwood Village, CO
- Corient vs Focus Partners Wealth, LLC $182B · St. Louis, MO
- Corient vs Cerity Partners LLC $162B · New York, NY
- Corient vs Mariner $125B · Overland Park, KS
- Corient vs WE Family Offices $18B · Coral Gables, FL
Background
Questions
How much does Corient manage?
Corient reports $165B in regulatory assets under management across 113,752 accounts, 90% of it on a discretionary basis, on its Form ADV filed August 21, 2026.
How many clients does Corient have?
It reports 25,963 individual clients: 19,571 high-net-worth individuals and 6,392 other individuals. Individuals account for about 95% of its regulatory assets.
Where is Corient headquartered?
Its main office is in Miami, Florida. It reports 37 offices in total and 1,537 employees, 620 of whom perform investment advisory functions.
How does Corient charge clients?
On Form ADV it lists these forms of compensation: a percentage of assets under management; hourly charges; fixed fees; other. Fees and minimums are set out in its Form ADV Part 2A brochure, available on the SEC’s adviser search.
What custodian does Corient use?
It reports 3 custodians for its clients’ separately managed accounts: Charles Schwab, Fidelity and BNY Pershing. On Schedule D of its Form ADV filed August 21, 2026, it reports these amounts held: Charles Schwab ($83B); Fidelity ($39B); BNY Pershing ($4M). Form ADV lists only custodians holding 10% or more of separately managed account assets.
Is Corient a hybrid RIA with a broker-dealer?
It names affiliated broker-dealers: Canada Capital Management LTD and Canada Financial Management LTD.
Is Corient a fiduciary?
As an SEC-registered investment adviser, Corient owes its advisory clients a fiduciary duty under the Investment Advisers Act of 1940, which includes duties of care and loyalty. It reports no employees who are registered representatives of a broker-dealer.
Where these numbers come from
Every figure is Corient’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-08-21), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Its national rank compares it with every US-based independent wealth management RIA, the same field as The Largest RIAs. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →