Asset manager · Austin, TX
Sage Advisory Services LTD Co
SEC-registered investment adviser · CRD 106236 · SEC 801-52937
At a glance
Sage Advisory Services LTD Co is an SEC-registered investment adviser based in Austin, Texas, with $28.4 billion in regulatory assets under management as of its Form ADV filed March 30, 2026. Its largest client group by assets is pension and profit sharing plans, and it reports 12,441 individual clients. By Form ADV it is a asset manager, ranked 311th of 3,218 asset managers and 686th of 17,210 SEC-registered advisers by assets.
Main office 512-327-5530sageadvisory.comLinkedInAs filed on Form ADV
- Regulatory AUM
- $28B
- Rank among asset managers
- #311 of 3,218
- Rank among all SEC RIAs
- #686 of 17,210
- Rank in Texas
- #27 of 1,081
- Individual clients
- 12,441
- High-net-worth clients
- 1,283
- Accounts
- 14,363
- Discretionary
- 99% of AUM
- Employees
- 58
- Advisory staff
- 37
- Offices
- 1
Owners and executives on its Form ADV
- Robert G SmithPresident and Co-Chief Investment Officer
- Jr. R. C. PeckVice President
- Sean C. KrasanVice President
- Thomas H. UranoCo-Chief Investment Officer
- Robert D. WilliamsExecutive Committee Member
- Jeffery S. TimlinVice President
- John R. SlaisChief Financial Officer
- Michael D. WaltonExecutive Committee Member
- Wade T. UlothChief Compliance Officer
- Robert W. MoserExecutive Committee Member
- komson SilapachaiVice President
- Andrew K. DemandVice President
Custody and brokerage
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| Pension and profit sharing plans | 238 | $7.3B | 26% |
| Corporations or other businesses | 1,219 | $4.7B | 17% |
| High-net-worth individuals | 1,283 | $4.3B | 15% |
| Charitable organizations | 299 | $3.9B | 14% |
| Individuals | 11,158 | $3.3B | 12% |
| Insurance companies | 106 | $2.8B | 10% |
| State or municipal government entities | 51 | $1.7B | 6% |
| Investment companies | 2 | $179M | <1% |
| Pooled investment vehicles | 7 | $157M | <1% |
Disciplinary disclosures
Sage Advisory Services LTD Co reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Portfolio management for individuals and small businesses
- Portfolio management for investment companies
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses and institutions
- Pension consulting
- Other services
How it’s paid
- A percentage of assets under management
- Fixed fees
Form ADV and brochures on the SEC’s adviser search ↗sageadvisory.com ↗
AtlasMembers
The full record on Sage Advisory Services LTD Co
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, ten years of filings
- Locked
- Growth over one, three and five years
- Locked
- Rank against 383 peers of its type and size
- Locked
- Owners and executives, with titles and stakes
- 16 namedLocked
- Main office, fax and compliance officer
- Locked
- Filing changes this year, with alerts
- 1Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Background
Questions
How much does Sage Advisory Services LTD Co manage?
Sage Advisory Services LTD Co reports $28.4 billion in regulatory assets under management across 14,363 accounts, 99% of it on a discretionary basis, on its Form ADV filed March 30, 2026.
What kind of firm is Sage Advisory Services LTD Co?
Sage Advisory Services LTD Co is a asset manager by its Form ADV answers. Most of its assets are managed for funds, institutions or other businesses rather than individuals.
Who are Sage Advisory Services LTD Co’s clients?
By assets, its largest client types are pension and profit sharing plans ($7.3 billion, 238 clients); corporations or other businesses ($4.7 billion, 1,219 clients); high-net-worth individuals ($4.3 billion, 1,283 clients).
Does Sage Advisory Services LTD Co have any disciplinary history?
Sage Advisory Services LTD Co reports no disciplinary disclosures in Item 11 of its Form ADV. Check the SEC’s adviser search for the latest record.
Where these numbers come from
Every figure is Sage Advisory Services LTD Co’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-03-30), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →