Adviser and broker representative · 49 Financial
Amber C. Allen
CRD 5696964 · Austin, TX
At a glance
Amber C. Allen is an investment adviser representative with 49 Financial in Austin, TX, according to the SEC’s Investment Adviser Public Disclosure records. The earliest registration on Amber’s SEC record dates to 2020, about 6 years ago. Amber is also registered as a broker representative.
Current advisory firm
- 49 FinancialSince February 2023Austin, TX · $1.4B in regulatory assets
SEC adviser record
- Registered since
- 2020 (6 years)
- Designations
- None on file
- Exams
- Series 63, Series 66
- Registered in
- 1 state
- Also a broker representative
- Yes
- Disclosures on record
- None
AtlasMembers
Amber’s office, career and moves
Their branch office with the firm’s business phone and website, every registration on their SEC record with dates, their employment history and outside business. Atlas members see all of it.
- Branch office address, business phone and website
- Locked
- Previous firms, with start and end dates
- 1 firmLocked
- Employment history
- Locked
- States they’re registered in
- Locked
- Outside business activities
- Locked
- When they joined their current firm, and their firm’s growth
- Locked
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Something wrong? Ask for a correction. Source: the SEC’s Investment Adviser Public Disclosure records, as of October 2026. The full record, including any disclosure details, is on the SEC’s adviser search and FINRA BrokerCheck.