Financial ADVSR advisor directory · SEC adviser records
Waterloo Capital financial advisors in Austin, TX
Every SEC-registered investment adviser representative at a Waterloo Capital office in Austin, A to Z.
33 registered advisors work at Waterloo Capital in Austin, out of 52 at the firm nationwide; it ranks number 23 in the city by advisors. 0 list the CFP designation and 0 are also registered broker representatives.
Waterloo Capital advisors in Austin, A to Z
Every Waterloo Capital advisor →- Betty J. AriasCertified Financial Planner
- Alan L. BroderickCertified Financial Planner
- Stuart S. CanzeriInvestment adviser rep
- Earline F. ChapaInvestment adviser rep
- John T. Chatmas Jr.Investment adviser rep
- Adam G. D'AciernoInvestment adviser rep
- Randy K. FlowersChartered Financial Analyst
- Megan D. GegenInvestment adviser rep
- Jay G. GehrkeInvestment adviser rep
- Will P. GibsonCertified Financial Planner, Chartered Financial Analyst
- Raymond E. Goshert Jr.Certified Financial Planner
- Steven L. GrahamInvestment adviser rep
- Grayson H. GriffinInvestment adviser rep
- Christopher J. HernandezInvestment adviser rep
- Bruce A. LemleyCertified Financial Planner
- Steven H. LivitzInvestment adviser rep
- Henry G. LooneyInvestment adviser rep
- Mark J. McAdamsInvestment adviser rep
- Jordan N. MehalInvestment adviser rep
- Anjali S. MehtaInvestment adviser rep
- Elizabeth E. Mock-HernandezInvestment adviser rep
- Lori G. MorrisInvestment adviser rep
- Sajal E. MutterInvestment adviser rep
- Keith R. NielsenInvestment adviser rep
- Isabella K. RichardInvestment adviser rep
- Robert J. Russell Jr.Investment adviser rep
- Steven C. SchultheisInvestment adviser rep
- Sara L. SeelyChartered Financial Analyst
- Donald R. Simoneaux Jr.Investment adviser rep
- Joshua T. TeetersInvestment adviser rep
- William B. WarrenburgInvestment adviser rep
- Bennett H. WoodwardChartered Financial Analyst
- Michael S. YawnInvestment adviser rep
Waterloo Capital advisors in every city and state →Waterloo Capital: assets, clients and custodians →Advisor Moves: who changed firms this week →
Waterloo Capital advisors in other cities
Rogers, AR 6Dallas, TX 3Atlanta, GA 2College Station, TX 2Houston, TX 1San Antonio, TX 1Sandy Springs, GA 1Sugar Land, TX 1Waco, TX 1Williamsburg, VA 1
Other firms in Austin
All Austin advisors →Kestra Advisory Services, LLC 452Dimensional Fund Advisors LP 221Charles Schwab & Co., Inc. 208Merrill Lynch, Pierce, Fenner & Smith Incorporated 129J.P. Morgan Securities LLC 118LPL Financial LLC 116Morgan Stanley 11049 Financial 99Wells Fargo Clearing Services, LLC 99Strategic Advisers LLC 89Edward Jones 77Kestra Private Wealth Services, LLC 77
Questions
How many financial advisors does Waterloo Capital have in Austin?
33 investment adviser representatives are registered at Waterloo Capital offices in Austin, Texas, according to the SEC's Investment Adviser Public Disclosure records, out of 52 nationwide. 0 list the CFP designation and 0 are also registered as broker representatives.
Is Waterloo Capital one of the largest advisor employers in Austin?
Waterloo Capital ranks number 23 in Austin by registered advisors; Kestra Advisory Services, LLC has the most, with 452.
How do I check a Waterloo Capital advisor in Austin?
Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.
Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Waterloo Capital office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.