Financial ADVSR advisor directory · SEC adviser records
Waterloo Capital financial advisors
Every SEC-registered investment adviser representative at Waterloo Capital, by the state and city of the office they work from.
52 registered advisors work at Waterloo Capital, in 4 states and 11 cities; the most are in Austin, TX (33). 0 list the CFP designation and 2 are also registered broker representatives.
Search every Waterloo Capital advisor by name →Waterloo Capital: assets, clients and custodians →
Cities with the most Waterloo Capital advisors
Austin, TX 33Rogers, AR 6Dallas, TX 3Atlanta, GA 2College Station, TX 2Houston, TX 1San Antonio, TX 1Sandy Springs, GA 1Sugar Land, TX 1Waco, TX 1Williamsburg, VA 1
Waterloo Capital advisors by state
Questions
How many financial advisors does Waterloo Capital have?
52 investment adviser representatives are registered with Waterloo Capital, according to the SEC's Investment Adviser Public Disclosure records, in 4 states and 11 cities. 0 list the CFP designation and 2 are also registered as broker representatives.
Where does Waterloo Capital have the most advisors?
Austin, TX, with 33 registered advisors, then Rogers, AR (6). By state, Texas has the most, with 42.
How do I find a Waterloo Capital financial advisor near me?
Pick your state below, then your city, to see every Waterloo Capital advisor registered at an office there. Each one links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.
Source: the SEC's Investment Adviser Public Disclosure daily file. An advisor registered at Waterloo Capital offices in more than one city counts in each city but once in the total; broker-only representatives (FINRA BrokerCheck) aren't included. Every firm →