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Financial ADVSR advisor directory · SEC adviser records

Waterloo Capital financial advisors in Rogers, AR

Every SEC-registered investment adviser representative at a Waterloo Capital office in Rogers, A to Z.

7 registered advisors work at Waterloo Capital in Rogers, out of 52 at the firm nationwide; it ranks number 6 in the city by advisors. 1 list the CFP designation and 2 are also registered broker representatives.

Waterloo Capital advisors in Rogers, A to Z

Every Waterloo Capital advisor →

Waterloo Capital advisors in every city and state →Waterloo Capital: assets, clients and custodians →Advisor Moves: who changed firms this week →

Waterloo Capital advisors in other cities

Austin, TX 33Atlanta, GA 3College Station, TX 2Dallas, TX 2Houston, TX 1Scottsdale, AZ 1Sugar Land, TX 1Waco, TX 1Williamsburg, VA 1

Other firms in Rogers

All Rogers advisors →

Wells Fargo Clearing Services, LLC 10Arvest Wealth Management 9Merrill Lynch, Pierce, Fenner & Smith Incorporated 9Mach-1 Financial Group, LLC 8Cetera Investment Advisers LLC 7Edward Jones 6State Farm Investment Management Corp. 6Stephens 6Hexagon Capital Partners, LLC 5LPL Financial LLC 5Legacy Capital Wealth Partners, LLC 5Osaic Wealth, Inc. 5

Questions

How many financial advisors does Waterloo Capital have in Rogers?

7 investment adviser representatives are registered at Waterloo Capital offices in Rogers, Arkansas, according to the SEC's Investment Adviser Public Disclosure records, out of 52 nationwide. 1 list the CFP designation and 2 are also registered as broker representatives.

Is Waterloo Capital one of the largest advisor employers in Rogers?

Waterloo Capital ranks number 6 in Rogers by registered advisors; Wells Fargo Clearing Services, LLC has the most, with 10.

How do I check a Waterloo Capital advisor in Rogers?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Waterloo Capital office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.