Financial ADVSR advisor directory · SEC adviser records
Stephens financial advisors in Rogers, AR
Every SEC-registered investment adviser representative at a Stephens office in Rogers, A to Z.
7 registered advisors work at Stephens in Rogers, out of 232 at the firm nationwide; it ranks number 6 in the city by advisors. 0 list the CFP designation and 7 are also registered broker representatives.
Stephens advisors in Rogers, A to Z
Every Stephens advisor →- Joel B. AkersAlso a broker rep
- James E. Brain Jr.Also a broker rep
- Kimberley G. CarterAlso a broker rep
- Hillman Z. JonesAlso a broker rep
- Chandler M. LuebbertAlso a broker rep
- Luke D. RaifordAlso a broker rep
- Ethan J. RobertsAlso a broker rep
Stephens advisors in every city and state →Stephens: assets, clients and custodians →Advisor Moves: who changed firms this week →
Stephens advisors in other cities
Little Rock, AR 107Memphis, TN 21Winston-Salem, NC 16Fayetteville, AR 13Conway, AR 7Atlanta, GA 6Charlotte, NC 6Columbia, SC 6Dallas, TX 6Shreveport, LA 6Nashville, TN 5Austin, TX 4Hot Springs, AR 4New York, NY 3Houston, TX 2
Other firms in Rogers
All Rogers advisors →Merrill Lynch, Pierce, Fenner & Smith Incorporated 10Arvest Wealth Management 9Mach-1 Financial Group, LLC 8Wells Fargo Clearing Services, LLC 8Edward Jones 7LPL Financial LLC 6State Farm Investment Management Corp. 6Waterloo Capital 6Cetera Investment Advisers LLC 5Hexagon Capital Partners, LLC 5Legacy Capital Wealth Partners, LLC 5Osaic Wealth, Inc. 5
Questions
How many financial advisors does Stephens have in Rogers?
7 investment adviser representatives are registered at Stephens offices in Rogers, Arkansas, according to the SEC's Investment Adviser Public Disclosure records, out of 232 nationwide. 0 list the CFP designation and 7 are also registered as broker representatives.
Is Stephens one of the largest advisor employers in Rogers?
Stephens ranks number 6 in Rogers by registered advisors; Merrill Lynch, Pierce, Fenner & Smith Incorporated has the most, with 10.
How do I check a Stephens advisor in Rogers?
Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.
Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Stephens office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.