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Financial ADVSR advisor directory · SEC adviser records

Stephens financial advisors in Austin, TX

Every SEC-registered investment adviser representative at a Stephens office in Austin, A to Z.

4 registered advisors work at Stephens in Austin, out of 232 at the firm nationwide; it ranks number 109 in the city by advisors. 0 list the CFP designation and 4 are also registered broker representatives.

Stephens advisors in Austin, A to Z

Every Stephens advisor →

Stephens advisors in other cities

Little Rock, AR 107Memphis, TN 21Winston-Salem, NC 16Fayetteville, AR 13Conway, AR 7Rogers, AR 7Atlanta, GA 6Charlotte, NC 6Columbia, SC 6Dallas, TX 6Shreveport, LA 6Nashville, TN 5Hot Springs, AR 4New York, NY 3Houston, TX 2

Other firms in Austin

All Austin advisors →

Kestra Advisory Services, LLC 418Dimensional Fund Advisors LP 208Charles Schwab & Co., Inc. 197Merrill Lynch, Pierce, Fenner & Smith Incorporated 137J.P. Morgan Securities LLC 119LPL Financial LLC 117Morgan Stanley 101Wells Fargo Clearing Services, LLC 10049 Financial 91Strategic Advisers LLC 85Edward Jones 72Hub Investment Partners, LLC 68

Questions

How many financial advisors does Stephens have in Austin?

4 investment adviser representatives are registered at Stephens offices in Austin, Texas, according to the SEC's Investment Adviser Public Disclosure records, out of 232 nationwide. 0 list the CFP designation and 4 are also registered as broker representatives.

Is Stephens one of the largest advisor employers in Austin?

Stephens ranks number 109 in Austin by registered advisors; Kestra Advisory Services, LLC has the most, with 418.

How do I check a Stephens advisor in Austin?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Stephens office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.