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Financial ADVSR advisor directory · SEC adviser records

Stephens financial advisors in Little Rock, AR

Every SEC-registered investment adviser representative at a Stephens office in Little Rock, A to Z.

97 registered advisors work at Stephens in Little Rock, out of 232 at the firm nationwide; it ranks number 1 in the city by advisors. 5 list the CFP designation and 97 are also registered broker representatives.

Stephens advisors in Little Rock, A to Z

Every Stephens advisor →

Stephens advisors in other cities

Memphis, TN 21Winston-Salem, NC 16Fayetteville, AR 13Conway, AR 7Rogers, AR 7Atlanta, GA 6Charlotte, NC 6Columbia, SC 6Dallas, TX 6Shreveport, LA 6Nashville, TN 5Austin, TX 4Hot Springs, AR 4New York, NY 3Houston, TX 2

Other firms in Little Rock

All Little Rock advisors →

Merrill Lynch, Pierce, Fenner & Smith Incorporated 47LPL Financial LLC 31Morgan Stanley 29Edward Jones 28Ameriprise Financial Services, LLC 27Raymond James & Associates, Inc. 21Wells Fargo Advisors Financial Network, LLC 19Crews & Associates, Inc. 18Naviter Wealth, LLC 16Stifel, Nicolaus & Company, Incorporated 12Cetera Investment Advisers LLC 10Pfs Investments Inc. 10

Questions

How many financial advisors does Stephens have in Little Rock?

97 investment adviser representatives are registered at Stephens offices in Little Rock, Arkansas, according to the SEC's Investment Adviser Public Disclosure records, out of 232 nationwide. 5 list the CFP designation and 97 are also registered as broker representatives.

Is Stephens one of the largest advisor employers in Little Rock?

Stephens ranks number 1 in Little Rock by registered advisors, ahead of Merrill Lynch, Pierce, Fenner & Smith Incorporated (47).

How do I check a Stephens advisor in Little Rock?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Stephens office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.