Financial ADVSR advisor directory · SEC adviser records
Stephens financial advisors in Charlotte, NC
Every SEC-registered investment adviser representative at a Stephens office in Charlotte, A to Z.
6 registered advisors work at Stephens in Charlotte, out of 232 at the firm nationwide; it ranks number 84 in the city by advisors. 0 list the CFP designation and 6 are also registered broker representatives.
Stephens advisors in Charlotte, A to Z
Every Stephens advisor →- John D. Black JrAlso a broker rep
- Cynthia S. BurgerAlso a broker rep
- Katherine H. GrzeszczakAlso a broker rep
- James A. Hardison IVAlso a broker rep
- James W. Thompson Jr.Chartered Financial Analyst · Also a broker rep
- John M. WalkerAlso a broker rep
Stephens advisors in every city and state →Stephens: assets, clients and custodians →Advisor Moves: who changed firms this week →
Stephens advisors in other cities
Little Rock, AR 107Memphis, TN 21Winston-Salem, NC 16Fayetteville, AR 13Conway, AR 7Rogers, AR 7Atlanta, GA 6Columbia, SC 6Dallas, TX 6Shreveport, LA 6Nashville, TN 5Austin, TX 4Hot Springs, AR 4New York, NY 3Houston, TX 2
Other firms in Charlotte
All Charlotte advisors →Vanguard Advisers, Inc. 641Merrill Lynch, Pierce, Fenner & Smith Incorporated 434Wells Fargo Clearing Services, LLC 395Tiaa-Cref Individual & Institutional Services, LLC 321UBS Financial Services Inc. 147Truist Advisory Services, Inc. 118LPL Financial LLC 107Ameriprise Financial Services, LLC 102Morgan Stanley 95Strategic Advisers LLC 82Ip Financial Advisory Services LLC 66Principal Advised Services 66
Questions
How many financial advisors does Stephens have in Charlotte?
6 investment adviser representatives are registered at Stephens offices in Charlotte, North Carolina, according to the SEC's Investment Adviser Public Disclosure records, out of 232 nationwide. 0 list the CFP designation and 6 are also registered as broker representatives.
Is Stephens one of the largest advisor employers in Charlotte?
Stephens ranks number 84 in Charlotte by registered advisors; Vanguard Advisers, Inc. has the most, with 641.
How do I check a Stephens advisor in Charlotte?
Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.
Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Stephens office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.