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Financial ADVSR advisor directory · SEC adviser records

Stephens financial advisors

Every SEC-registered investment adviser representative at Stephens, by the state and city of the office they work from.

218 registered advisors work at Stephens, in 16 states and 29 cities; the most are in Little Rock, AR (97). 7 list the CFP designation and 218 are also registered broker representatives.

Search every Stephens advisor by name →Who joined and left Stephens →Stephens: assets, clients and custodians →

Cities with the most Stephens advisors

Little Rock, AR 97Memphis, TN 21Winston-Salem, NC 15Fayetteville, AR 12Atlanta, GA 7Charlotte, NC 6Columbia, SC 6Dallas, TX 6Rogers, AR 6Shreveport, LA 6Conway, AR 5Austin, TX 4Hot Springs, AR 4Nashville, TN 4New York, NY 3Jonesboro, AR 2Ridgeland, MS 2Bayport, MN 1Castle Rock, CO 1Chicago, IL 1Dousman, WI 1Henderson, NV 1Highlands Ranch, CO 1Houston, TX 1Lakeland, TN 1Oakland, TN 1Ocean City, MD 1Pangburn, AR 1Shaker Heights, OH 1

Stephens advisors by state

Stephens in Arkansas 127

Little Rock 97Fayetteville 12Rogers 6Conway 5Hot Springs 4Jonesboro 2Pangburn 1

Stephens in Tennessee 27

Memphis 21Nashville 4Lakeland 1Oakland 1

Stephens in North Carolina 21

Winston-Salem 15Charlotte 6

Stephens in Texas 11

Dallas 6Austin 4Houston 1

Stephens in Georgia 7

Atlanta 7

Stephens in Louisiana 6

Shreveport 6

Stephens in South Carolina 6

Columbia 6

Stephens in New York 3

New York 3

Stephens in Colorado 2

Castle Rock 1Highlands Ranch 1

Stephens in Mississippi 2

Ridgeland 2

Stephens in Illinois 1

Chicago 1

Stephens in Maryland 1

Ocean City 1

Stephens in Minnesota 1

Bayport 1

Stephens in Nevada 1

Henderson 1

Stephens in Ohio 1

Shaker Heights 1

Stephens in Wisconsin 1

Dousman 1

Questions

How many financial advisors does Stephens have?

218 investment adviser representatives are registered with Stephens, according to the SEC's Investment Adviser Public Disclosure records, in 16 states and 29 cities. 7 list the CFP designation and 218 are also registered as broker representatives.

Where does Stephens have the most advisors?

Little Rock, AR, with 97 registered advisors, then Memphis, TN (21). By state, Arkansas has the most, with 127.

How do I find a Stephens financial advisor near me?

Pick your state below, then your city, to see every Stephens advisor registered at an office there. Each one links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. An advisor registered at Stephens offices in more than one city counts in each city but once in the total; broker-only representatives (FINRA BrokerCheck) aren't included. Every firm →