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Financial ADVSR advisor directory · SEC adviser records

Stephens financial advisors in North Carolina

Every SEC-registered investment adviser representative at a Stephens office in North Carolina, by city and A to Z.

21 registered advisors work at Stephens in North Carolina, out of 218 nationwide; it's the firm's number 3 state by advisors, and the most are in Winston-Salem (15). 0 list the CFP designation and 21 are also registered broker representatives.

Stephens advisors by city in North Carolina

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Winston-Salem 15Charlotte 6

Stephens advisors in North Carolina, A to Z

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Stephens advisors in every state →Stephens: assets, clients and custodians →Advisor Moves: who changed firms this week →

Stephens in other states

Arkansas 127Tennessee 27Texas 11Georgia 7Louisiana 6South Carolina 6New York 3

Questions

How many Stephens financial advisors are in North Carolina?

21 investment adviser representatives are registered at Stephens offices in North Carolina, according to the SEC's Investment Adviser Public Disclosure records, out of 218 at the firm nationwide. 0 list the CFP designation and 21 are also registered as broker representatives.

Where in North Carolina does Stephens have the most advisors?

Winston-Salem, with 15, then Charlotte (6). Stephens has advisors in 2 cities in North Carolina.

How do I check a Stephens advisor in North Carolina?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Stephens office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included.