Financial ADVSR advisor directory · SEC adviser records
Stephens financial advisors in New York
Every SEC-registered investment adviser representative at a Stephens office in New York, by city and A to Z.
3 registered advisors work at Stephens in New York, out of 218 nationwide; it's the firm's number 8 state by advisors, and the most are in New York (3). 0 list the CFP designation and 3 are also registered broker representatives.
Stephens advisors by city in New York
Every firm in New York →Stephens advisors in New York, A to Z
Search by name →- Matthew P. BraverNew York
- Pooran SharmaNew York · Chartered Financial Analyst
- Sarah B. WhitmanNew York
Stephens advisors in every state →Stephens: assets, clients and custodians →Advisor Moves: who changed firms this week →
Stephens in other states
Arkansas 127Tennessee 27North Carolina 21Texas 11Georgia 7Louisiana 6South Carolina 6
Questions
How many Stephens financial advisors are in New York?
3 investment adviser representatives are registered at Stephens offices in New York, according to the SEC's Investment Adviser Public Disclosure records, out of 218 at the firm nationwide. 0 list the CFP designation and 3 are also registered as broker representatives.
Where in New York does Stephens have the most advisors?
New York, with 3. Stephens has advisors in 1 city in New York.
How do I check a Stephens advisor in New York?
Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.
Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Stephens office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included.