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Financial ADVSR advisor directory · SEC adviser records

Stephens financial advisors in Texas

Every SEC-registered investment adviser representative at a Stephens office in Texas, by city and A to Z.

11 registered advisors work at Stephens in Texas, out of 218 nationwide; it's the firm's number 4 state by advisors, and the most are in Dallas (6). 0 list the CFP designation and 11 are also registered broker representatives.

Stephens advisors by city in Texas

Every firm in Texas →

Dallas 6Austin 4Houston 1

Stephens advisors in Texas, A to Z

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Stephens advisors in every state →Stephens: assets, clients and custodians →Advisor Moves: who changed firms this week →

Stephens in other states

Arkansas 127Tennessee 27North Carolina 21Georgia 7Louisiana 6South Carolina 6New York 3

Questions

How many Stephens financial advisors are in Texas?

11 investment adviser representatives are registered at Stephens offices in Texas, according to the SEC's Investment Adviser Public Disclosure records, out of 218 at the firm nationwide. 0 list the CFP designation and 11 are also registered as broker representatives.

Where in Texas does Stephens have the most advisors?

Dallas, with 6, then Austin (4). Stephens has advisors in 3 cities in Texas.

How do I check a Stephens advisor in Texas?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Stephens office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included.