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Financial ADVSR advisor directory · SEC adviser records

Stephens financial advisors in Dallas, TX

Every SEC-registered investment adviser representative at a Stephens office in Dallas, A to Z.

6 registered advisors work at Stephens in Dallas, out of 232 at the firm nationwide; it ranks number 106 in the city by advisors. 0 list the CFP designation and 6 are also registered broker representatives.

Stephens advisors in Dallas, A to Z

Every Stephens advisor →

Stephens advisors in every city and state →Stephens: assets, clients and custodians →Advisor Moves: who changed firms this week →

Stephens advisors in other cities

Little Rock, AR 107Memphis, TN 21Winston-Salem, NC 16Fayetteville, AR 13Conway, AR 7Rogers, AR 7Atlanta, GA 6Charlotte, NC 6Columbia, SC 6Shreveport, LA 6Nashville, TN 5Austin, TX 4Hot Springs, AR 4New York, NY 3Houston, TX 2

Other firms in Dallas

All Dallas advisors →

Merrill Lynch, Pierce, Fenner & Smith Incorporated 260Morgan Stanley 239J.P. Morgan Securities LLC 213UBS Financial Services Inc. 145Strategic Advisers LLC 107Cetera Investment Advisers LLC 99Goldman Sachs Wealth Services, L.P. 95Rockefeller Financial LLC 88Wells Fargo Clearing Services, LLC 87LPL Financial LLC 81Hilltop Securities Inc. 73Momentum Independent Network Inc. 71

Questions

How many financial advisors does Stephens have in Dallas?

6 investment adviser representatives are registered at Stephens offices in Dallas, Texas, according to the SEC's Investment Adviser Public Disclosure records, out of 232 nationwide. 0 list the CFP designation and 6 are also registered as broker representatives.

Is Stephens one of the largest advisor employers in Dallas?

Stephens ranks number 106 in Dallas by registered advisors; Merrill Lynch, Pierce, Fenner & Smith Incorporated has the most, with 260.

How do I check a Stephens advisor in Dallas?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Stephens office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.