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Financial ADVSR advisor directory · SEC adviser records

Stephens financial advisors in Memphis, TN

Every SEC-registered investment adviser representative at a Stephens office in Memphis, A to Z.

21 registered advisors work at Stephens in Memphis, out of 232 at the firm nationwide; it ranks number 9 in the city by advisors. 0 list the CFP designation and 21 are also registered broker representatives.

Stephens advisors in Memphis, A to Z

Every Stephens advisor →

Stephens advisors in every city and state →Stephens: assets, clients and custodians →Advisor Moves: who changed firms this week →

Stephens advisors in other cities

Little Rock, AR 107Winston-Salem, NC 16Fayetteville, AR 13Conway, AR 7Rogers, AR 7Atlanta, GA 6Charlotte, NC 6Columbia, SC 6Dallas, TX 6Shreveport, LA 6Nashville, TN 5Austin, TX 4Hot Springs, AR 4New York, NY 3Houston, TX 2

Other firms in Memphis

All Memphis advisors →

Raymond James & Associates, Inc. 123MML Investors Services, LLC 62LPL Financial LLC 61UBS Financial Services Inc. 35Merrill Lynch, Pierce, Fenner & Smith Incorporated 31Wells Fargo Clearing Services, LLC 30Raymond James Financial Services Advisors, Inc. 28Morgan Stanley 21Legacy Wealth Management, LLC 16Duncan Williams Asset Management, LLC 15State Farm Investment Management Corp. 13Chickasaw Capital Management, LLC 12

Questions

How many financial advisors does Stephens have in Memphis?

21 investment adviser representatives are registered at Stephens offices in Memphis, Tennessee, according to the SEC's Investment Adviser Public Disclosure records, out of 232 nationwide. 0 list the CFP designation and 21 are also registered as broker representatives.

Is Stephens one of the largest advisor employers in Memphis?

Stephens ranks number 9 in Memphis by registered advisors; Raymond James & Associates, Inc. has the most, with 123.

How do I check a Stephens advisor in Memphis?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Stephens office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.