Financial ADVSR advisor directory · SEC adviser records
UBS Financial Services Inc. financial advisors in Memphis, TN
Every SEC-registered investment adviser representative at a UBS Financial Services Inc. office in Memphis, A to Z.
The short answer
32 registered advisors work at UBS Financial Services Inc. in Memphis, out of 8,475 at the firm nationwide; it ranks number 5 in the city by advisors. 3 list the CFP designation and 32 are also registered broker representatives.
UBS Financial Services Inc. advisors in Memphis, A to Z
Every UBS Financial Services Inc. advisor →- Lisa A. AlbertAlso a broker rep
- Sara P. BarrettAlso a broker rep
- David M. BlindmanAlso a broker rep
- Kevin W. BryantAlso a broker rep
- Samuel S. CarsonAlso a broker rep
- James E. CorriganAlso a broker rep
- Anne W. DavidsonAlso a broker rep
- Jordan EdmundsonAlso a broker rep
- Keri GageAlso a broker rep
- Lyndsey W. HarmonCertified Financial Planner · Also a broker rep
- Brenda V. HatmakerAlso a broker rep
- Elliot R. KierskyAlso a broker rep
- Grayson M. LynnAlso a broker rep
- John R. LynnAlso a broker rep
- Cynthia MartinAlso a broker rep
- Michelle F. MartiniAlso a broker rep
- Michael L. MatthewsAlso a broker rep
- Falls S. RobinsonAlso a broker rep
- Rebecca Ann A. RussellAlso a broker rep
- Richard M. ScharffAlso a broker rep
- Darrell SmithAlso a broker rep
- Adam SowellAlso a broker rep
- Doris J. SowellAlso a broker rep
- Heather J. StephensAlso a broker rep
- Benjamin T. TavennerCertified Financial Planner · Also a broker rep
- Stanley R. VinerCertified Financial Planner · Also a broker rep
- John E. WilfongAlso a broker rep
- Donald E. WilliamsAlso a broker rep
- Sophia Tashie G. WilliamsAlso a broker rep
- Rachel K. WohlfarthAlso a broker rep
- Philip S. Wunderlich Jr.Also a broker rep
- Joseph C. Young IVAlso a broker rep
UBS Financial Services Inc. advisors in every city and state →UBS Financial Services Inc.: assets, clients and custodians →UBS news and advisor moves →UBS Financial Services Inc. payout grid vs. other firms →Advisor Moves: who changed firms this week →
UBS Financial Services Inc. advisors in other cities
New York, NY 935Weehawken, NJ 599San Francisco, CA 189Cincinnati, OH 188Houston, TX 186Chicago, IL 173Boston, MA 159Charlotte, NC 147Miami, FL 140Atlanta, GA 137Dallas, TX 137Los Angeles, CA 133Denver, CO 123San Diego, CA 118Coral Gables, FL 115
Other firms in Memphis
All Memphis advisors →Raymond James & Associates, Inc. 111MML Investors Services, LLC 59LPL Financial LLC 58Merrill Lynch, Pierce, Fenner & Smith Incorporated 32Raymond James Financial Services Advisors, Inc. 26Wells Fargo Clearing Services, LLC 25Morgan Stanley 21Stephens 21Duncan Williams Asset Management, LLC 15Legacy Wealth Management, LLC 15Kelman Lazarov Inc. 12Cetera Investment Advisers LLC 11
Questions
How many financial advisors does UBS Financial Services Inc. have in Memphis?
32 investment adviser representatives are registered at UBS Financial Services Inc. offices in Memphis, Tennessee, according to the SEC's Investment Adviser Public Disclosure records, out of 8,475 nationwide. 3 list the CFP designation and 32 are also registered as broker representatives.
Is UBS Financial Services Inc. one of the largest advisor employers in Memphis?
UBS Financial Services Inc. ranks number 5 in Memphis by registered advisors; Raymond James & Associates, Inc. has the most, with 111.
How do I check a UBS Financial Services Inc. advisor in Memphis?
Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.
Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the UBS Financial Services Inc. office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.