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Financial ADVSR advisor directory · SEC adviser records

Financial advisors in Memphis, TN

Every SEC-registered investment adviser representative at a firm office in Memphis, with the firms that employ the most of them.

840 registered advisors work in Memphis; the most are at Raymond James & Associates, Inc. (123). 0 list the CFP designation and 617 are also registered broker representatives.

Firms with the most advisors in Memphis

FirmAdvisors in Memphis
Raymond James & Associates, Inc. news123
MML Investors Services, LLC62
LPL Financial LLC news61
UBS Financial Services Inc. news35
Merrill Lynch, Pierce, Fenner & Smith Incorporated news31
Wells Fargo Clearing Services, LLC news30
Raymond James Financial Services Advisors, Inc. news28
Morgan Stanley news21
Stephens21
Legacy Wealth Management, LLC16
Duncan Williams Asset Management, LLC15
State Farm Investment Management Corp.13
Chickasaw Capital Management, LLC12
Kelman Lazarov Inc.12
Stifel, Nicolaus & Company, Incorporated news12
Cetera Investment Advisers LLC news11
Red Door Wealth Management, LLC10
B. Riley Wealth Advisors, Inc.9
Highland Capital Management, LLC9
Ameriprise Financial Services, LLC news8
Hightower Advisors, LLC news8
Osaic Wealth, Inc. news8
Strategic Advisory Services8
Truist Advisory Services, Inc. news8
Envision Financial Planning, LLC7

Advisors in Memphis, A to Z (first 300 of 840)

Search all of Tennessee →

Other cities in Tennessee

All of Tennessee →

Nashville 1,131Knoxville 789Franklin 678Brentwood 539Chattanooga 433Murfreesboro 155Germantown 154Johnson City 133Jackson 88Clarksville 87Hendersonville 69Kingsport 69Cookeville 67Maryville 56Collierville 54Columbia 45Gallatin 41Cleveland 39Lebanon 34Goodlettsville 32Hixson 32Cordova 31Spring Hill 28Morristown 26

Questions

How many financial advisors are in Memphis, TN?

840 investment adviser representatives are registered at firm offices in Memphis, Tennessee, according to the SEC's Investment Adviser Public Disclosure records. 617 of them are also registered as broker representatives, and 0 list the CFP designation.

Which firm has the most financial advisors in Memphis?

Raymond James & Associates, Inc., with 123 registered advisors in Memphis, followed by MML Investors Services, LLC with 62.

How do I check a financial advisor in Memphis?

Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.