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Asset manager · Memphis, TN

Chickasaw Capital Management, LLC

SEC-registered investment adviser · CRD 127398 · SEC 801-62121

At a glance

Chickasaw Capital Management, LLC is an SEC-registered investment adviser based in Memphis, Tennessee, with $2.5 billion in regulatory assets under management as of its Form ADV filed April 24, 2026. Its largest client group by assets is investment companies, and it reports 318 individual clients. By Form ADV it is a asset manager, ranked 948th of 3,218 asset managers and 3,136th of 17,210 SEC-registered advisers by assets.

Main office 901-537-1866chickasawcap.comLinkedInAs filed on Form ADV

Regulatory AUM
$2.5B
Rank among asset managers
#948 of 3,218
Rank among all SEC RIAs
#3,136 of 17,210
Rank in Tennessee
#26 of 227
Individual clients
318
High-net-worth clients
209
Accounts
441
Discretionary
100% of AUM
Employees
19
Advisory staff
10
Offices
1

Owners and executives on its Form ADV

Custody and brokerage

4 custodians

  1. Fidelity$295M31%
  2. Comerica Bank$271M29%
  3. BNY$236M25%
  4. J.P. Morgan$138M15%

Other RIAs using FidelityOther multi-custodian RIAs

Broker-dealer

Hybrid RIA

Chickasaw Capital Management, LLC is a hybrid RIA: 15 of its employees are also registered representatives of a broker-dealer. It names an affiliated broker-dealer: Chickasaw Securities, LLC.

Its Form ADV brochure (filed March 2026) names Chickasaw Securities as the broker-dealer its advisers are registered with.

Certain of CCM’s personnel are registered representatives of CS and may receive a portion of the transaction fees paid by clients for effecting securities transactions through CS.

Other hybrid RIAs

Who it serves

Client typeClientsRegulatory AUMShare
Investment companies1$822M32%
High-net-worth individuals209$426M17%
Charitable organizations10$403M16%
Pooled investment vehicles52$353M14%
Sovereign wealth funds and foreign official institutions–$271M11%
State or municipal government entities5$187M7%
Pension and profit sharing plans–$34M1%
Individuals109$34M1%
Insurance companies–$13M<1%
Corporations or other businesses–$3M<1%

Private funds

Chickasaw Capital Management, LLC reports 3 private funds with $18M in gross assets: private equity funds, other private funds (Form ADV Item 7.B).

Disciplinary disclosures

Chickasaw Capital Management, LLC reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗

Services

  • Portfolio management for individuals and small businesses
  • Portfolio management for investment companies
  • Portfolio management for pooled investment vehicles
  • Portfolio management for businesses and institutions
  • Other services

How it’s paid

  • A percentage of assets under management
  • Commissions
  • Performance-based fees

Form ADV and brochures on the SEC’s adviser search ↗chickasawcap.com ↗

AtlasMembers

The full record on Chickasaw Capital Management, LLC

Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.

Assets, accounts, clients and staff, ten years of filings
Locked
Growth over one, three and five years
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Rank against 865 peers of its type and size
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Owners and executives, with titles and stakes
6 namedLocked
Main office, fax and compliance officer
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Filing changes this year, with alerts
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Background

Questions

How much does Chickasaw Capital Management, LLC manage?

Chickasaw Capital Management, LLC reports $2.5 billion in regulatory assets under management across 441 accounts, 100% of it on a discretionary basis, on its Form ADV filed April 24, 2026.

What kind of firm is Chickasaw Capital Management, LLC?

Chickasaw Capital Management, LLC is a asset manager by its Form ADV answers. Most of its assets are managed for funds, institutions or other businesses rather than individuals.

Who are Chickasaw Capital Management, LLC’s clients?

By assets, its largest client types are investment companies ($822 million, 1 clients); high-net-worth individuals ($426 million, 209 clients); charitable organizations ($403 million, 10 clients).

Does Chickasaw Capital Management, LLC manage private funds?

Yes. It reports 3 private funds with $18 million in gross assets, including private equity funds, other private funds.

Does Chickasaw Capital Management, LLC have any disciplinary history?

Chickasaw Capital Management, LLC reports no disciplinary disclosures in Item 11 of its Form ADV. Check the SEC’s adviser search for the latest record.

Where these numbers come from

Every figure is Chickasaw Capital Management, LLC’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-04-24), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.

Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →