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Financial ADVSR advisor directory · SEC adviser records

Financial advisors in Knoxville, TN

Every SEC-registered investment adviser representative at a firm office in Knoxville, with the firms that employ the most of them.

743 registered advisors work in Knoxville; the most are at UBS Financial Services Inc. (43). 133 list the CFP designation and 524 are also registered broker representatives.

Firms with the most advisors in Knoxville

FirmAdvisors in Knoxville
UBS Financial Services Inc. news43
LPL Financial LLC news40
Morgan Stanley news35
Edward Jones news26
Ameriprise Financial Services, LLC news25
Merrill Lynch, Pierce, Fenner & Smith Incorporated news25
Strategic Advisers LLC25
Raymond James & Associates, Inc. news23
Pfs Investments Inc.19
Rather & Kittrell, Inc.19
State Farm Investment Management Corp.19
Raymond James Financial Services Advisors, Inc. news18
Tvamp, LLC18
Wells Fargo Clearing Services, LLC news17
MML Investors Services, LLC16
Osaic Wealth, Inc. news15
Truist Advisory Services, Inc. news15
Blue Ridge Wealth Planners13
Eagle Strategies LLC13
Patriot Investment Management Group Inc.12
Silver Oak Securities, Incorporated12
Cetera Investment Advisers LLC news11
Pya Waltman Capital, LLC10
Robert W. Baird & Co. Incorporated news10
Cambridge Investment Research Advisors, Inc. news9

Advisors in Knoxville, A to Z (first 300 of 743)

CFP advisors in Knoxville →

Other cities in Tennessee

All of Tennessee →

Nashville 1,081Memphis 811Franklin 671Brentwood 503Chattanooga 415Germantown 145Murfreesboro 141Johnson City 123Jackson 80Clarksville 79Cookeville 65Kingsport 63Hendersonville 61Collierville 53Maryville 51Gallatin 40Cleveland 39Columbia 39Lebanon 33Hixson 32Cordova 29Mount Juliet 29Goodlettsville 28Oak Ridge 26

Questions

How many financial advisors are in Knoxville, TN?

743 investment adviser representatives are registered at firm offices in Knoxville, Tennessee, according to the SEC's Investment Adviser Public Disclosure records. 524 of them are also registered as broker representatives, and 133 list the CFP designation.

Which firm has the most financial advisors in Knoxville?

UBS Financial Services Inc., with 43 registered advisors in Knoxville, followed by LPL Financial LLC with 40.

How do I check a financial advisor in Knoxville?

Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.