Chief Compliance Officer · Iqvestment, LLC
Charity N. Amari
CRD 7892070 · Named on Form ADV at 2 SEC-registered advisers
At a glance
Iqvestment, LLC, an SEC-registered asset manager with $22 million in regulatory assets, lists Charity N. Amari on its Form ADV as Chief Compliance Officer. The SEC filings also name Charity at 1 other registered adviser.
Firms and roles
- Iqvestment, LLCChief Compliance OfficerAsset manager · United States · $22M in regulatory assets
- Marstone LLCChief Compliance OfficerWealth manager · United States · $3M in regulatory assets
AtlasMembers
Charity’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at each firm
- 2 firmsLocked
- Control-person status
- Locked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
SEC adviser record
- Registered since
- 2024 (2 years)
- Designations
- None on file
- Exams
- Series 65
- Registered in
- 1 state
- Also a broker representative
- No
- Disclosures on record
- None
AtlasMembers
Charity’s office, career and moves
Their branch office with the firm’s business phone and website, every registration on their SEC record with dates, their employment history and outside business. Atlas members see all of it.
- Branch office address, business phone and website
- Locked
- Previous firms, with start and end dates
- 1 firmLocked
- Employment history
- Locked
- States they’re registered in
- Locked
- Outside business activities
- Locked
- When they joined their current firm, and their firm’s growth
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings
- Ethan T. BrownDirector of Trading and Operations, Iqvestment, LLC
- Susan L. BurkeDirector of Client Success, Iqvestment, LLC
- Christopher D. LavineChief Strategy Officer, Marstone LLC
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Charity’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.