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Chief Compliance Officer · WMG Financial Advisors, LLC

Elizabeth C. DeWan

CRD 5594340 · Named on Form ADV at one SEC-registered adviser

At a glance

WMG Financial Advisors, LLC, an SEC-registered wealth manager based in Knoxville, TN with $694 million in regulatory assets, lists Elizabeth C. DeWan on its Form ADV as Chief Compliance Officer, a control person.

Firms and roles

AtlasMembers

Elizabeth’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
1 firmLocked
When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings

  • D W. BergnerManaging Member & Chief Executive Officer, WMG Financial Advisors, LLC

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Elizabeth’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.