Broker-dealer firm · Jackson, TN
Silver Oak Securities, Inc.
Silver Oak Securities Incorporated · SEC-registered investment adviser · CRD 46947 · SEC 801-71178
At a glance
Silver Oak Securities, Inc. is an SEC-registered investment adviser based in Jackson, Tennessee, with $2.4 billion in regulatory assets under management as of its Form ADV filed September 9, 2026. Its largest client group by assets is individuals, and it reports 8,631 individual clients. By Form ADV it is a broker-dealer firm, ranked 121st of 391 broker-dealer firms and 3,217th of 17,210 SEC-registered advisers by assets.
Main office 731-668-3825silveroaksecurities.comLinkedInAs filed on Form ADV
- Regulatory AUM
- $2.4B
- Rank among broker-dealer firms
- #121 of 391
- Rank among all SEC RIAs
- #3,217 of 17,210
- Rank in Tennessee
- #28 of 227
- Individual clients
- 8,631
- High-net-worth clients
- 448
- Accounts
- 15,093
- Discretionary
- 98% of AUM
- Employees
- 103
- Advisory staff
- 103
- Offices
- 86
Owners and executives on its Form ADV
- William Elliston II HopkinsPresident, Secretary
- Jerry Dean ShobeShareholder
- David Hudson MelendyVice President Advisory Services
- William Nolan ReutherChief Compliance Officer
- Andrew Robert WallaceShareholder
Custody and brokerage
Broker-dealer
Hybrid RIA
Silver Oak Securities, Inc. is a hybrid RIA: 95 of its employees are also registered representatives of a broker-dealer. It reports a broker-dealer among its affiliates on Form ADV.
Its Form ADV brochure (filed March 2026) names Silver Oak Securities as the broker-dealer its advisers are registered with.
Our firm’s management persons and most of our associated Financial Professionals are registered representatives of Silver Oak Securities, Inc., a broker-dealer and member FINRA/SIPC.
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| Individuals | 8,183 | $1.5B | 59% |
| High-net-worth individuals | 448 | $954M | 39% |
| Corporations or other businesses | 92 | $37M | 2% |
| Charitable organizations | 23 | $3M | <1% |
Disciplinary disclosures
Silver Oak Securities, Inc. answers yes to 7 disclosure items in Item 11 of Form ADV (criminal, regulatory or civil matters involving the firm or its advisory affiliates). Read the details on the SEC’s adviser search ↗
Services
- Financial planning
- Portfolio management for individuals and small businesses
- Portfolio management for businesses and institutions
- Pension consulting
- Selecting other advisers
How it’s paid
- A percentage of assets under management
- Hourly charges
- Fixed fees
Form ADV and brochures on the SEC’s adviser search ↗silveroaksecurities.com ↗
AtlasMembers
The full record on Silver Oak Securities, Inc.
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, ten years of filings
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- Growth over one, three and five years
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- Rank against 92 peers of its type and size
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- Owners and executives, with titles and stakes
- 7 namedLocked
- Main office, fax and compliance officer
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- Filing changes this year, with alerts
- 1Locked
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Background
Questions
How much does Silver Oak Securities, Inc. manage?
Silver Oak Securities, Inc. reports $2.4 billion in regulatory assets under management across 15,093 accounts, 98% of it on a discretionary basis, on its Form ADV filed September 9, 2026.
What kind of firm is Silver Oak Securities, Inc.?
Silver Oak Securities, Inc. is a broker-dealer firm by its Form ADV answers. The firm is itself registered as a broker-dealer as well as an investment adviser.
Who are Silver Oak Securities, Inc.’s clients?
By assets, its largest client types are individuals ($1.5 billion, 8,183 clients); high-net-worth individuals ($954 million, 448 clients); corporations or other businesses ($37 million, 92 clients).
Does Silver Oak Securities, Inc. have any disciplinary history?
Silver Oak Securities, Inc. answers yes to 7 disclosure items in Item 11 of Form ADV, which covers criminal, regulatory and civil matters involving the firm or its advisory affiliates. The details are on the SEC’s adviser search.
Where these numbers come from
Every figure is Silver Oak Securities, Inc.’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-09-09), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →