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President/chief Investment Officer · Brogan Financial

James E. Brogan

CRD 2470219 · Named on Form ADV at one SEC-registered adviser

At a glance

Brogan Financial, an SEC-registered wealth manager based in Knoxville, TN with $577 million in regulatory assets, lists James E. Brogan on its Form ADV as President/chief Investment Officer, a control person.

Firms and roles

  • Brogan FinancialPresident/chief Investment OfficerWealth manager · Knoxville, TN · $577M in regulatory assets

AtlasMembers

James’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For James’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.