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Chief Compliance Officer · Brogan Financial

Sarah J. Sutton

CRD 4151257 · Named on Form ADV at 3 SEC-registered advisers

At a glance

Brogan Financial, an SEC-registered wealth manager based in Knoxville, TN with $577 million in regulatory assets, lists Sarah J. Sutton on its Form ADV as Chief Compliance Officer. The SEC filings also name Sarah at 2 other registered advisers.

Firms and roles

  • Brogan FinancialChief Compliance OfficerWealth manager · Knoxville, TN · $577M in regulatory assets
  • Resurgent AdvisorsChief Compliance OfficerWealth manager · Atlanta, GA · $355M in regulatory assets
  • Gullane Capital, LLCChief Compliance OfficerPrivate fund adviser · Jacksonville, FL · $145M in regulatory assets

AtlasMembers

Sarah’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at each firm
3 firmsLocked
Control-person status
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When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings (6)

1 more person named with Sarah on the same filings, with titles and firms. Free in Atlas with a free account.

See all 6 free

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Sarah’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.