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Financial ADVSR advisor directory · SEC adviser records

Stephens financial advisors in Columbia, SC

Every SEC-registered investment adviser representative at a Stephens office in Columbia, A to Z.

The short answer

6 registered advisors work at Stephens in Columbia, out of 218 at the firm nationwide; it ranks number 22 in the city by advisors. 1 list the CFP designation and 6 are also registered broker representatives.

Stephens advisors in Columbia, A to Z

Every Stephens advisor →

Stephens advisors in every city and state →Stephens: assets, clients and custodians →Advisor Moves: who changed firms this week →

Stephens advisors in other cities

Little Rock, AR 97Memphis, TN 21Winston-Salem, NC 15Fayetteville, AR 12Atlanta, GA 7Charlotte, NC 6Dallas, TX 6Rogers, AR 6Shreveport, LA 6Conway, AR 5Austin, TX 4Hot Springs, AR 4Nashville, TN 4New York, NY 3Jonesboro, AR 2

Other firms in Columbia

All Columbia advisors →

Merrill Lynch, Pierce, Fenner & Smith Incorporated 59Wells Fargo Clearing Services, LLC 55First Citizens Investor Services, Inc. 31Morgan Stanley 31Edward Jones 26Independent Advisor Alliance, LLC 20LPL Financial LLC 20Ameriprise Financial Services, LLC 19State Farm Investment Management Corp. 18Abacus Planning Group, Inc. 13Janney Montgomery Scott LLC 12UBS Financial Services Inc. 12

Questions

How many financial advisors does Stephens have in Columbia?

6 investment adviser representatives are registered at Stephens offices in Columbia, South Carolina, according to the SEC's Investment Adviser Public Disclosure records, out of 218 nationwide. 1 list the CFP designation and 6 are also registered as broker representatives.

Is Stephens one of the largest advisor employers in Columbia?

Stephens ranks number 22 in Columbia by registered advisors; Merrill Lynch, Pierce, Fenner & Smith Incorporated has the most, with 59.

How do I check a Stephens advisor in Columbia?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Stephens office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.