Friday, October 23, 2026The Morning EditionOpen AtlasSign inJoin free
FinancialADVSR

Est. 2026The front page of wealth managementNew York

The Morning EditionFree · 6:30 AM ETSubscribe
WM SEC Examiners' 2027 Focus Includes Firms' Protections Against AI Phishing, DeepfakesIN People moves: RBC taps Raymond James veteran for Texas complexWM Lido CEO Signals Openness to International Expansion4K SEC Targets Private Markets, AI and Fiduciary Risks Among 2027 Exam PrioritiesIN RIA M&A runs up to 5x reported totals, Steward Partners CEO saysWM Raymond James Recruits $700M Advisor Team from TruistFP Wells Fargo private wealth head taps firm's full capabilities for clientsIN Ex-LPL, special needs advisor pleads guilty in fraud caseIN Advisor moves: Raymond James lands $700M Truist team in NaplesKC Weekend Reading For Financial Planners (October 24–25)

Financial ADVSR advisor directory · SEC adviser records

Financial advisors in Castle Rock, CO

Every SEC-registered investment adviser representative at a firm office in Castle Rock, with the firms that employ the most of them.

103 registered advisors work in Castle Rock; the most are at Strategic Advisers LLC (20). 19 list the CFP designation and 71 are also registered broker representatives.

Firms with the most advisors in Castle Rock

FirmAdvisors in Castle Rock
Strategic Advisers LLC20
Edward Jones news9
LPL Financial LLC news7
Future Capital Management Inc.4
Jackson Creek Investment Advisors LLC4
Clarus Wealth Advisors, LLC3
J.P. Morgan Securities LLC news3
Raymond James Financial Services Advisors, Inc. news3
State Farm Investment Management Corp.3
B. Riley Wealth Advisors, Inc.2
Cetera Investment Advisers LLC news2
Charles Schwab & Co., Inc. news2
Crusonia Wealth Advisors LLC2
Fidelis Wealth Advisors2
Forecast Capital Management2
Kestra Advisory Services, LLC news2
Merrill Lynch, Pierce, Fenner & Smith Incorporated news2
Pfs Investments Inc.2
Schwab Wealth Advisory, Inc. news2
Abboud Financial Planning, Inc.1
Advisory Services Network1
Ameriprise Financial Services, LLC news1
Brand Asset Management Group, Inc.1
Brookstone Wealth Advisors, LLC1
Buswell Associates, Inc.1

Advisors in Castle Rock, A to Z

CFP advisors in Castle Rock →

Other cities in Colorado

All of Colorado →

Denver 2,523Greenwood Village 1,942Colorado Springs 945Lone Tree 746Boulder 436Littleton 302Fort Collins 299Lakewood 288Centennial 255Englewood 228Aurora 174Highlands Ranch 152Parker 141Loveland 133Broomfield 118Golden 117Westminster 111Grand Junction 100Arvada 85Louisville 77Durango 75Greeley 70Longmont 65Glendale 58

Questions

How many financial advisors are in Castle Rock, CO?

103 investment adviser representatives are registered at firm offices in Castle Rock, Colorado, according to the SEC's Investment Adviser Public Disclosure records. 71 of them are also registered as broker representatives, and 19 list the CFP designation.

Which firm has the most financial advisors in Castle Rock?

Strategic Advisers LLC, with 20 registered advisors in Castle Rock, followed by Edward Jones with 9.

How do I check a financial advisor in Castle Rock?

Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.