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Asset manager · SAN Francisco, CA

Schwab Wealth Advisory, Inc.

SEC-registered investment adviser · CRD 159035 · SEC 801-72795

At a glance

Schwab Wealth Advisory, Inc. is an SEC-registered investment adviser based in SAN Francisco, California, with $0 in regulatory assets under management as of its Form ADV filed June 29, 2026. By Form ADV it is a asset manager, ranked 2,648th of 3,218 asset managers and 16,626th of 17,210 SEC-registered advisers by assets.

Main office 415-667-7000As filed on Form ADV

Regulatory AUM
$0M
Rank among asset managers
#2,648 of 3,218
Rank among all SEC RIAs
#16,626 of 17,210
Rank in California
#1,815 of 1,873
Clients
0
Accounts
0
Discretionary
0% of AUM
Employees
1,457
Advisory staff
1,375
Offices
199

Owners and executives on its Form ADV

Custody and brokerage

Custodian

Schwab Wealth Advisory, Inc.’s Form ADV lists no custodian for separately managed accounts. Firms report one only when they manage $10 million or more in those accounts.

Broker-dealer

Hybrid RIA

Schwab Wealth Advisory, Inc. is a hybrid RIA: 1,393 of its employees are also registered representatives of a broker-dealer. It names affiliated broker-dealers: Charles Schwab & Co., Inc., Charles Schwab SG PTE. LTD., Charles Schwab, Hong Kong, Limited and Charles Schwab, U.k., Limited.

Other hybrid RIAs

Disciplinary disclosures

Schwab Wealth Advisory, Inc. answers yes to 4 disclosure items in Item 11 of Form ADV (criminal, regulatory or civil matters involving the firm or its advisory affiliates). Read the details on the SEC’s adviser search ↗

Services

  • Financial planning
  • Portfolio management for individuals and small businesses
  • Portfolio management for businesses and institutions

How it’s paid

  • Other

Form ADV and brochures on the SEC’s adviser search ↗

AtlasMembers

The full record on Schwab Wealth Advisory, Inc.

Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.

Assets, accounts, clients and staff, ten years of filings
Locked
Growth over one, three and five years
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Rank against 626 peers of its type and size
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Owners and executives, with titles and stakes
5 namedLocked
Main office, fax and compliance officer
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Filing changes this year, with alerts
6Locked
Open Atlas free

Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Background

Questions

How much does Schwab Wealth Advisory, Inc. manage?

Schwab Wealth Advisory, Inc. reports $0 in regulatory assets under management, on its Form ADV filed June 29, 2026.

What kind of firm is Schwab Wealth Advisory, Inc.?

Schwab Wealth Advisory, Inc. is a asset manager by its Form ADV answers. Most of its assets are managed for funds, institutions or other businesses rather than individuals. It reports a bank or thrift among its related persons. A public reporting company controls it.

Does Schwab Wealth Advisory, Inc. have any disciplinary history?

Schwab Wealth Advisory, Inc. answers yes to 4 disclosure items in Item 11 of Form ADV, which covers criminal, regulatory and civil matters involving the firm or its advisory affiliates. The details are on the SEC’s adviser search.

Where these numbers come from

Every figure is Schwab Wealth Advisory, Inc.’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-06-29), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.

Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →