Co-Chief Executive Officer · Stephens
John Calhoun Stephens
CRD 5384316 · Named on Form ADV at 2 SEC-registered advisers
At a glance
Stephens, an SEC-registered broker-dealer firm based in Little Rock, AR with $18.0 billion in regulatory assets, lists John Calhoun Stephens on its Form ADV as Co-Chief Executive Officer, a control person. The SEC filings also name John at 1 other registered adviser.
Firms and roles
- StephensCo-Chief Executive OfficerBroker-dealer firm · Little Rock, AR · $18B in regulatory assets
- Stephens Investment Management Group, LLCBeneficiary/trusteeAsset manager · Little Rock, AR · $9.5B in regulatory assets
AtlasMembers
John’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at each firm
- 2 firmsLocked
- Control-person status
- 2 firmsLocked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
SEC adviser record
- Registered since
- 2011 (15 years)
- Designations
- None on file
- Exams
- Series 66
- Registered in
- 2 states
- Also a broker representative
- Yes
- Disclosures on record
- None
AtlasMembers
John’s office, career and moves
Their branch office with the firm’s business phone and website, every registration on their SEC record with dates, their employment history and outside business. Atlas members see all of it.
- Branch office address, business phone and website
- Locked
- Previous firms, with start and end dates
- 1 firmLocked
- Employment history
- Locked
- States they’re registered in
- Locked
- Outside business activities
- Locked
- When they joined their current firm, and their firm’s growth
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings (12)
- Curtis Franklin Jr BradburyVice Chairman of Board, Stephens
- Mark Christopher DoramusSenior Executive Vice President/cfo/secretary/treasurer, Stephens
- Zoe Ann HinesExecutive VP, Assistant CFO & Controller, Designated Nyse Chief Operations Officer, Stephens
- Donald Lawrence ChaneySenior Vice President and Chief Compliance Officer - Broker Dealer/investment Advisor, Stephens
- Rachel Elizabeth Mondl MayoExecutive Vice President/general Counsel, Stephens
7 more people named with John on the same filings, with titles and firms. Free in Atlas with a free account.
See all 12 freeSomething wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For John’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.