Executive Vice President/general Counsel · Stephens
Rachel Elizabeth Mondl Mayo
CRD 7341761 · Named on Form ADV at one SEC-registered adviser
At a glance
Stephens, an SEC-registered broker-dealer firm based in Little Rock, AR with $18.0 billion in regulatory assets, lists Rachel Elizabeth Mondl Mayo on its Form ADV as Executive Vice President/general Counsel.
Firms and roles
- StephensExecutive Vice President/general CounselBroker-dealer firm · Little Rock, AR · $18B in regulatory assets
AtlasMembers
Rachel’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- Locked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings (8)
- Curtis Franklin Jr BradburyVice Chairman of Board, Stephens
- Mark Christopher DoramusSenior Executive Vice President/cfo/secretary/treasurer, Stephens
- Zoe Ann HinesExecutive VP, Assistant CFO & Controller, Designated Nyse Chief Operations Officer, Stephens
- Donald Lawrence ChaneySenior Vice President and Chief Compliance Officer - Broker Dealer/investment Advisor, Stephens
- Joseph Bradford EichlerSR Exec VP, Chief Operating Officer, Director, Stephens
3 more people named with Rachel on the same filings, with titles and firms. Free in Atlas with a free account.
See all 8 freeSomething wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Rachel’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.