SR Exec VP, Chief Operating Officer, Director · Stephens
Joseph Bradford Eichler
CRD 1999320 · Named on Form ADV at one SEC-registered adviser
At a glance
Stephens, an SEC-registered broker-dealer firm based in Little Rock, AR with $18.0 billion in regulatory assets, lists Joseph Bradford Eichler on its Form ADV as SR Exec VP, Chief Operating Officer, Director, a control person.
Firms and roles
- StephensSR Exec VP, Chief Operating Officer, DirectorBroker-dealer firm · Little Rock, AR · $18B in regulatory assets
AtlasMembers
Joseph’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
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- Each firm’s assets and growth
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- Search and export owners by title, state and firm size
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Colleagues named on the same filings (8)
- Curtis Franklin Jr BradburyVice Chairman of Board, Stephens
- Mark Christopher DoramusSenior Executive Vice President/cfo/secretary/treasurer, Stephens
- Zoe Ann HinesExecutive VP, Assistant CFO & Controller, Designated Nyse Chief Operations Officer, Stephens
- Donald Lawrence ChaneySenior Vice President and Chief Compliance Officer - Broker Dealer/investment Advisor, Stephens
- Rachel Elizabeth Mondl MayoExecutive Vice President/general Counsel, Stephens
3 more people named with Joseph on the same filings, with titles and firms. Free in Atlas with a free account.
See all 8 freeSomething wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Joseph’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.