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Senior Executive Vice President/cfo/secretary/treasurer · Stephens

Mark Christopher Doramus

CRD 1888235 · Named on Form ADV at one SEC-registered adviser

At a glance

Stephens, an SEC-registered broker-dealer firm based in Little Rock, AR with $18.0 billion in regulatory assets, lists Mark Christopher Doramus on its Form ADV as Senior Executive Vice President/cfo/secretary/treasurer, a control person.

Firms and roles

  • StephensSenior Executive Vice President/cfo/secretary/treasurerBroker-dealer firm · Little Rock, AR · $18B in regulatory assets

AtlasMembers

Mark’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
1 firmLocked
When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings (8)

3 more people named with Mark on the same filings, with titles and firms. Free in Atlas with a free account.

See all 8 free

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Mark’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.