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Financial ADVSR advisor directory · SEC adviser records

Financial advisors in Little Rock, AR

Every SEC-registered investment adviser representative at a firm office in Little Rock, with the firms that employ the most of them.

621 registered advisors work in Little Rock; the most are at Stephens (97). 72 list the CFP designation and 453 are also registered broker representatives.

Firms with the most advisors in Little Rock

FirmAdvisors in Little Rock
Stephens97
Merrill Lynch, Pierce, Fenner & Smith Incorporated news47
LPL Financial LLC news31
Morgan Stanley news29
Edward Jones news28
Ameriprise Financial Services, LLC news27
Raymond James & Associates, Inc. news21
Wells Fargo Advisors Financial Network, LLC news19
Crews & Associates, Inc.18
Naviter Wealth, LLC16
Stifel, Nicolaus & Company, Incorporated news12
Cetera Investment Advisers LLC news10
Pfs Investments Inc.10
Ifrah Financial Services, Inc.9
Arvest Wealth Management8
Strategic Advisers LLC8
Thrivent Investment Management Inc.8
Bass And Bell, Inc.7
First Security Investment Management, Inc.7
Legacy Capital Wealth Partners, LLC7
MML Investors Services, LLC7
State Farm Investment Management Corp.7
Applied Capital LLC6
Aptus Financial, LLC6
Eagle Strategies LLC6

Advisors in Little Rock, A to Z (first 300 of 621)

CFP advisors in Little Rock →

Other cities in Arkansas

All of Arkansas →

Fayetteville 152Rogers 146North Little Rock 80Bentonville 69Fort Smith 67Hot Springs 57Conway 54Jonesboro 48Lowell 46Springdale 43Russellville 41Ft Smith 35Mountain Home 30Searcy 24Bella Vista 18Harrison 18Batesville 15Cabot 15Hot Springs Village 15Benton 14Magnolia 14Van Buren 14Bryant 12Paragould 12

Questions

How many financial advisors are in Little Rock, AR?

621 investment adviser representatives are registered at firm offices in Little Rock, Arkansas, according to the SEC's Investment Adviser Public Disclosure records. 453 of them are also registered as broker representatives, and 72 list the CFP designation.

Which firm has the most financial advisors in Little Rock?

Stephens, with 97 registered advisors in Little Rock, followed by Merrill Lynch, Pierce, Fenner & Smith Incorporated with 47.

How do I check a financial advisor in Little Rock?

Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.