Co-Founder & Chief Compliance Officer · Gutierrez Wealth Advisory, LLC
David H. Gutierrez
CRD 4988450 · Named on Form ADV at one SEC-registered adviser
At a glance
Gutierrez Wealth Advisory, LLC, an SEC-registered wealth manager based in Little Rock, AR with $329 million in regulatory assets, lists David H. Gutierrez on its Form ADV as Co-Founder & Chief Compliance Officer, a control person.
Firms and roles
- Gutierrez Wealth Advisory, LLCCo-Founder & Chief Compliance OfficerWealth manager · Little Rock, AR · $329M in regulatory assets
AtlasMembers
David’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings
- Roy D. GutierrezCo-Founder, Gutierrez Wealth Advisory, LLC
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For David’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.