Wealth manager, independent · Little Rock, AR
Legacy Capital Wealth Partners, LLC
SEC-registered investment adviser · CRD 291960 · SEC 801-112442
At a glance
Legacy Capital Wealth Partners, LLC is an SEC-registered investment adviser based in Little Rock, Arkansas, with $1.5B in regulatory assets under management as of its Form ADV filed September 29, 2026. It reports 660 individual clients, 304 of them high-net-worth, holding an average of about $2.1 million each, and 21 employees. That ranks it 722nd among the nation’s 5,657 independent wealth management RIAs and 5th of 30 in Arkansas. It reports 2 custodians for its clients’ separately managed accounts: Charles Schwab and Fidelity.
Main office 501-376-7878legacycapitalwp.comAs filed on Form ADV
- Regulatory AUM
- $1.5B
- Rank among independent wealth managers
- #722 of 5,657
- Rank among all SEC RIAs
- #4,235 of 17,210
- Rank in Arkansas
- #5 of 30
- Individual clients
- 660
- High-net-worth clients
- 304
- Accounts
- 2,626
- Discretionary
- 95% of AUM
- Employees
- 21
- Advisory staff
- 17
- Offices
- 3
Owners and executives on its Form ADV
- Matthew R. JonesPresident, Chief Compliance Officer
Custody and brokerage
Broker-dealer
Hybrid RIA
Legacy Capital Wealth Partners, LLC is a hybrid RIA: 5 of its employees are also registered representatives of a broker-dealer.
Its Form ADV brochure (filed September 2026) names Purshe Kaplan Sterling Investments as the broker-dealer its advisers are registered with.
Certain representatives who provide investment advice to Clients (our “Advisory Persons”) may also be registered representatives of Purshe Kaplan Sterling Investments, Inc.
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| High-net-worth individuals | 304 | $1.3B | 86% |
| Individuals | 356 | $107M | 7% |
| Charitable organizations | 9 | $77M | 5% |
| Pension and profit sharing plans | 11 | $24M | 2% |
Disciplinary disclosures
Legacy Capital Wealth Partners, LLC reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Financial planning
- Portfolio management for individuals and small businesses
- Pension consulting
- Selecting other advisers
How it’s paid
- A percentage of assets under management
- Fixed fees
Form ADV and brochures on the SEC’s adviser search ↗legacycapitalwp.com ↗
AtlasMembers
The full record on Legacy Capital Wealth Partners, LLC
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, 8 years of filings
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- Growth over one, three and five years
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- Rank against 2,512 peers of its type and size
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- Owners and executives, with titles and stakes
- 1 namedLocked
- Main office, fax and compliance officer
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- Filing changes this year, with alerts
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Similar-size RIAs in Arkansas
All of Arkansas →| Firm | Regulatory AUM | Clients |
|---|---|---|
| Greenwood Gearhart, LLCFayetteville | $2.0B | 1,051 |
| Naviter Wealth, LLCLittle Rock | $1.9B | 332 |
| Stephens Group Asset Management, LLCLittle Rock | $1.7B | 200 |
| Lathrop Investment Management CompanyLittle Rock | $1.0B | 229 |
Background
Questions
How much does Legacy Capital Wealth Partners, LLC manage?
Legacy Capital Wealth Partners, LLC reports $1.5B in regulatory assets under management across 2,626 accounts, 95% of it on a discretionary basis, on its Form ADV filed September 29, 2026.
How many clients does Legacy Capital Wealth Partners, LLC have?
It reports 660 individual clients: 304 high-net-worth individuals and 356 other individuals. Individuals account for about 93% of its regulatory assets.
Where is Legacy Capital Wealth Partners, LLC headquartered?
Its main office is in Little Rock, Arkansas. It reports 3 offices in total and 21 employees, 17 of whom perform investment advisory functions.
How does Legacy Capital Wealth Partners, LLC charge clients?
On Form ADV it lists these forms of compensation: a percentage of assets under management; fixed fees. Fees and minimums are set out in its Form ADV Part 2A brochure, available on the SEC’s adviser search.
What custodian does Legacy Capital Wealth Partners, LLC use?
It reports 2 custodians for its clients’ separately managed accounts: Charles Schwab and Fidelity. On Schedule D of its Form ADV filed September 29, 2026, it reports these amounts held: Charles Schwab ($711M); Fidelity ($670M). Form ADV lists only custodians holding 10% or more of separately managed account assets.
Is Legacy Capital Wealth Partners, LLC a hybrid RIA with a broker-dealer?
Legacy Capital Wealth Partners, LLC is a hybrid RIA: 5 of its employees are also registered representatives of a broker-dealer. Those representatives can also earn commissions on brokerage business through the broker-dealer, where different rules apply than for advisory accounts.
Is Legacy Capital Wealth Partners, LLC a fiduciary?
As an SEC-registered investment adviser, Legacy Capital Wealth Partners, LLC owes its advisory clients a fiduciary duty under the Investment Advisers Act of 1940, which includes duties of care and loyalty. 5 of its employees are also registered representatives of a broker-dealer, where different rules apply to brokerage recommendations.
Where these numbers come from
Every figure is Legacy Capital Wealth Partners, LLC’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-09-29), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Its national rank compares it with every US-based independent wealth management RIA, the same field as The Largest RIAs. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →