Wealth manager, independent · Little Rock, AR
Naviter Wealth, LLC
SEC-registered investment adviser · CRD 311508 · SEC 801-120077
At a glance
Naviter Wealth, LLC is an SEC-registered investment adviser based in Little Rock, Arkansas, with $1.9B in regulatory assets under management as of its Form ADV filed September 4, 2026. It reports 332 individual clients, 253 of them high-net-worth, holding an average of about $5.2 million each, and 15 employees. That ranks it 594th among the nation’s 5,657 independent wealth management RIAs and 3rd of 30 in Arkansas. It reports Charles Schwab as the custodian for its clients’ separately managed accounts.
Up $270M from $1.6B in its previous filing; rank 676 → 594. This month’s movers →
Main office 501-333-9800naviterwealth.comLinkedInAs filed on Form ADV
- Regulatory AUM
- $1.9B
- Rank among independent wealth managers
- #594 of 5,657
- Rank among all SEC RIAs
- #3,783 of 17,210
- Rank in Arkansas
- #3 of 30
- Individual clients
- 332
- High-net-worth clients
- 253
- Accounts
- 957
- Discretionary
- 100% of AUM
- Employees
- 15
- Advisory staff
- 13
- Offices
- 2
Owners and executives on its Form ADV
- Daniel P. RussellChief Compliance Officer
- Lyndell P. WorthenPresident
- Bentley E. BlackmonChief Executive Officer
- John W. KornetChief Investment Officer
- Jordan L. BauerChief Operating Officer
Custody and brokerage
Broker-dealer
No broker-dealer ties
Naviter Wealth, LLC reports no employees registered with a broker-dealer and no affiliated broker-dealer.
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| High-net-worth individuals | 253 | $1.7B | 90% |
| Pension and profit sharing plans | 6 | $67M | 4% |
| Corporations or other businesses | 12 | $59M | 3% |
| Charitable organizations | 11 | $28M | 2% |
| Individuals | 79 | $23M | 1% |
Disciplinary disclosures
Naviter Wealth, LLC answers yes to 2 disclosure items in Item 11 of Form ADV (criminal, regulatory or civil matters involving the firm or its advisory affiliates). Read the details on the SEC’s adviser search ↗
Services
- Financial planning
- Portfolio management for individuals and small businesses
- Portfolio management for businesses and institutions
- Pension consulting
- Selecting other advisers
- Other services
How it’s paid
- A percentage of assets under management
- Performance-based fees
Form ADV and brochures on the SEC’s adviser search ↗naviterwealth.com ↗
AtlasMembers
The full record on Naviter Wealth, LLC
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, 5 years of filings
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- Growth over one, three and five years
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- Rank against 2,103 peers of its type and size
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- Owners and executives, with titles and stakes
- 5 namedLocked
- Main office, fax and compliance officer
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- Filing changes this year, with alerts
- 2Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Similar-size RIAs in Arkansas
All of Arkansas →| Firm | Regulatory AUM | Clients |
|---|---|---|
| Sowell ManagementNorth Little Rock | $4.8B | 6,280 |
| Greenwood Gearhart, LLCFayetteville | $2.0B | 1,051 |
| Stephens Group Asset Management, LLCLittle Rock | $1.7B | 200 |
| Legacy Capital Wealth Partners, LLCLittle Rock | $1.5B | 660 |
| Lathrop Investment Management CompanyLittle Rock | $1.0B | 229 |
Background
Questions
How much does Naviter Wealth, LLC manage?
Naviter Wealth, LLC reports $1.9B in regulatory assets under management across 957 accounts, 100% of it on a discretionary basis, on its Form ADV filed September 4, 2026.
How many clients does Naviter Wealth, LLC have?
It reports 332 individual clients: 253 high-net-worth individuals and 79 other individuals. Individuals account for about 92% of its regulatory assets.
Where is Naviter Wealth, LLC headquartered?
Its main office is in Little Rock, Arkansas. It reports 2 offices in total and 15 employees, 13 of whom perform investment advisory functions.
How does Naviter Wealth, LLC charge clients?
On Form ADV it lists these forms of compensation: a percentage of assets under management; performance-based fees. Fees and minimums are set out in its Form ADV Part 2A brochure, available on the SEC’s adviser search.
What custodian does Naviter Wealth, LLC use?
It reports Charles Schwab as the custodian for its clients’ separately managed accounts. On Schedule D of its Form ADV filed September 4, 2026, it reports these amounts held: Charles Schwab ($222M). Form ADV lists only custodians holding 10% or more of separately managed account assets.
Is Naviter Wealth, LLC a hybrid RIA with a broker-dealer?
Naviter Wealth, LLC reports no employees registered with a broker-dealer and no affiliated broker-dealer.
Is Naviter Wealth, LLC a fiduciary?
As an SEC-registered investment adviser, Naviter Wealth, LLC owes its advisory clients a fiduciary duty under the Investment Advisers Act of 1940, which includes duties of care and loyalty. It reports no employees who are registered representatives of a broker-dealer.
Where these numbers come from
Every figure is Naviter Wealth, LLC’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-09-04), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Its national rank compares it with every US-based independent wealth management RIA, the same field as The Largest RIAs. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →